AURASOUND, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-31: Reporting owner Cheng Henry; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-31: Reporting owner Andreyev Peter; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-31: Reporting owner Kurtz Bill; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-31: Reporting owner Rhodes Vaughn; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-31 | Cheng Henry Officer (Vice President, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.47 exercise price | 2011-11-30 | |
| 2011-10-31 | Andreyev Peter Director, Officer (Vice President, Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.47 exercise price | 2011-11-30 | |
| 2011-10-31 | Kurtz Bill Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.47 exercise price | 2011-11-18 | |
| 2011-10-31 | Rhodes Vaughn Officer (VP, Product Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.47 exercise price | 2011-11-18 | |
| 2011-10-31 | Evidente Alexis Officer (Vice President, Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $0.47 exercise price | 2011-11-18 | |
| 2011-10-31 | Waynick Randy Officer (Vice President, Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,000 115,000 owned after | $0.47 exercise price | 2011-11-17 | |
| 2011-10-31 | Singha Aman Officer (Chief Administrative Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.47 exercise price | 2011-11-17 | |
| 2007-11-15 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 3/A | Additional Investment Option (right to buy) Derivative · Indirect · Vision Opportunity Master Fund, Ltd. | Holding | $1.35 exercise price | 2007-11-15 | ||
| 2007-11-15 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 3/A | Additional Investment Option (right to buy) Derivative · Indirect · Vision Opportunity Master Fund, Ltd. | Holding | $1.35 exercise price | 2007-11-15 | ||
| 2007-07-19 holding as of filing | Vision Opportunity Master Fund Ltd 10% Owner | 3 | Additional Investment Option Derivative · Direct | Holding | no price filed | 2007-07-19 | ||
| 2007-06-18 holding as of filing | RENAISSANCE US GROWTH INVESTMENT TRUST PLC 10% Owner | 3 | Additional Investment Option (right to buy) Derivative · Direct | Holding | $1.35 exercise price | 2007-06-18 | ||
| 2007-06-18 holding as of filing | BFS US SPECIAL OPPORTUNITIES TRUST PLC 10% Owner | 3 | Additional Investment Option (right to buy) Derivative · Direct | Holding | $1.35 exercise price | 2007-06-18 | ||
| 2007-06-18 holding as of filing | RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC 10% Owner | 3 | Additional Investment Option (Right to Buy) Derivative · Direct | Holding | $1.35 exercise price | 2007-06-18 |