Atreca, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-12-04: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-08-21; Total offering amount $723,000.
- 2015-12-04: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-08-21; Total offering amount $57,261,706.
- 2013-09-12: Federal exemption Rule 506; Types of securities offered Equity; Debt; "Offering of convertible promissory notes (""Notes""), the underlying shares of Preferred Stock issuable upon conversion of the Notes and the underlying shares of Common Stock issuable upon conversion of Preferred Stock."; Date of first sale 2013-08-29; Total offering amount $700,000.
- 2012-09-26: Federal exemption Rule 506; Types of securities offered Equity; Debt; "Offering of convertible promissory notes (""Notes""), the underlying shares of Preferred Stock issuable upon conversion of the Notes and the underlying shares of Common Stock issuable upon conversion of Preferred Stock."; Date of first sale 2012-06-28; Total offering amount $6,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-12-04 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2015-08-21 | $723,000 | $0 | $723,000 | 1 |
| 2015-12-04 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-08-21 | $57,261,706 | $57,261,706 | $0 | 88 |
| 2013-09-12 | Rule 506 | Equity; Debt; "Offering of convertible promissory notes (""Notes""), the underlying shares of Preferred Stock issuable upon conversion of the Notes and the underlying shares of Common Stock issuable upon conversion of Preferred Stock." | 2013-08-29 | $700,000 | $700,000 | $0 | 1 |
| 2012-09-26 | Rule 506 | Equity; Debt; "Offering of convertible promissory notes (""Notes""), the underlying shares of Preferred Stock issuable upon conversion of the Notes and the underlying shares of Common Stock issuable upon conversion of Preferred Stock." | 2012-06-28 | $6,000,000 | $3,000,000 | $3,000,000 | 1 |
| 2012-09-26 | Rule 506 | Equity; Debt; "Offering of convertible promissory notes (""Notes""), the underlying shares of Preferred Stock issuable upon conversion of the Notes and the underlying shares of Common Stock issuable upon conversion of Preferred Stock." | 2012-03-02 | $50,000 | $50,000 | $0 | 1 |
| 2012-09-26 | Rule 506 | Equity; Debt; "Offering of convertible promissory notes (""Notes""), the underlying shares of Preferred Stock issuable upon conversion of the Notes and the underlying shares of Common Stock issuable upon conversion of Preferred Stock." | 2012-04-19 | $40,000 | $40,000 | $0 | 1 |
| 2012-09-26 | Rule 506 | Equity; Debt; "Offer of convertible promissory notes (""Notes""), the underlying shares of Preferred Stock issuable upon conversion of the Notes and the underlying shares of Common Stock issuable upon conversion of Preferred Stock." | 2012-02-29 | $350,000 | $350,000 | $0 | 1 |