ATMEL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-29: Reporting owner WU TSUNG CHING; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-29: Reporting owner WU TSUNG CHING; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-29: Reporting owner WU TSUNG CHING; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-04: Reporting owner LIFSEY WALTER; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-29 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,926 0 owned after | $2.11 exercise price | 2011-12-01 | |
| 2011-11-29 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,168 0 owned after | $3.29 exercise price | 2011-12-01 | |
| 2011-11-29 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,097 278,903 owned after | $4.74 exercise price | 2011-12-01 | |
| 2011-11-04 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $4.74 exercise price | 2011-11-07 | |
| 2011-11-04 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,196 75,496 owned after | $4.43 exercise price | 2011-11-07 | |
| 2011-11-04 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,416 20,834 owned after | $4.20 exercise price | 2011-11-07 | |
| 2011-11-04 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,021 10,416 owned after | $3.32 exercise price | 2011-11-07 | |
| 2011-10-18 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 143,739 owned after | $5.73 exercise price | 2011-10-19 | |
| 2011-07-18 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,739 29,168 owned after | $3.29 exercise price | 2011-07-20 | |
| 2011-07-18 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,261 243,739 owned after | $5.73 exercise price | 2011-07-20 | |
| 2011-06-02 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,124 9,375 owned after | $4.74 exercise price | 2011-06-03 | |
| 2011-06-02 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −498 94,692 owned after | $4.43 exercise price | 2011-06-03 | |
| 2011-06-02 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 31,250 owned after | $4.20 exercise price | 2011-06-03 | |
| 2011-06-02 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,604 23,437 owned after | $3.32 exercise price | 2011-06-03 | |
| 2011-05-16 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,093 72,907 owned after | $3.29 exercise price | 2011-05-18 | |
| 2011-05-16 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,907 0 owned after | $7.69 exercise price | 2011-05-18 | |
| 2011-05-16 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $5.75 exercise price | 2011-05-18 | |
| 2011-05-13 | Cumming Stephen Officer (VP Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,785 175,493 owned after | $3.32 | 2011-05-17 | |
| 2011-05-12 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,376 12,499 owned after | $4.74 exercise price | 2011-05-16 | |
| 2011-05-12 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,813 26,041 owned after | $3.32 exercise price | 2011-05-16 | |
| 2011-05-12 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 33,334 owned after | $4.20 exercise price | 2011-05-16 | |
| 2011-05-12 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,848 95,190 owned after | $4.43 exercise price | 2011-05-16 | |
| 2011-05-10 | SALTICH JACK L Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $5.69 exercise price | 2011-05-12 | |
| 2011-05-10 | CARINALLI CHARLES Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 10,000 owned after | $3.32 exercise price | 2011-05-12 | |
| 2011-04-04 holding as of filing | VALITON ROBERT E JR Officer (SVP, General Manager) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.20 exercise price | 2011-04-04 | ||
| 2011-04-04 holding as of filing | VALITON ROBERT E JR Officer (SVP, General Manager) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.23 exercise price | 2011-04-04 | ||
| 2011-04-04 holding as of filing | VALITON ROBERT E JR Officer (SVP, General Manager) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.43 exercise price | 2011-04-04 | ||
| 2011-02-25 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,249 9,375 owned after | $4.74 exercise price | 2011-02-28 | |
| 2011-02-18 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 26,562 owned after | $3.32 exercise price | 2011-02-22 | |
| 2011-02-18 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,031 12,188 owned after | $4.20 exercise price | 2011-02-22 | |
| 2011-02-18 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −302 27,624 owned after | $4.74 exercise price | 2011-02-22 | |
| 2011-02-18 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.81 exercise price | 2011-02-22 | |
| 2011-02-18 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $3.29 exercise price | 2011-02-22 | |
| 2011-02-18 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $3.68 exercise price | 2011-02-22 | |
| 2011-02-18 | McCaman David Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,457 0 owned after | $4.70 exercise price | 2011-02-22 | |
| 2011-02-14 | ROSS EDWARD C Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $3.24 exercise price | 2011-02-16 | |
| 2011-02-14 | LAUB STEVEN Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −480,323 360,388 owned after | $4.89 exercise price | 2011-02-16 | |
| 2011-02-14 | Cumming Stephen Officer (VP Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,322 202,278 owned after | $3.32 exercise price | 2011-02-16 | |
| 2011-02-11 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,074 22,926 owned after | $2.11 exercise price | 2011-02-15 | |
| 2011-02-11 | WU TSUNG CHING Director, Officer (EVP Office of the President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,926 47,907 owned after | $7.69 exercise price | 2011-02-15 | |
| 2011-02-11 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 33,854 owned after | $3.32 exercise price | 2011-02-15 | |
| 2011-02-11 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 39,584 owned after | $4.20 exercise price | 2011-02-15 | |
| 2011-02-11 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,571 105,038 owned after | $4.43 exercise price | 2011-02-15 | |
| 2011-02-11 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 21,875 owned after | $4.74 exercise price | 2011-02-15 | |
| 2011-02-11 | LIFSEY WALTER Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 0 owned after | $6.28 exercise price | 2011-02-15 | |
| 2011-02-11 | Erin Rod Officer (VP RFA and Non-Volatile Memory) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,211 0 owned after | $2.66 exercise price | 2011-02-15 | |
| 2011-02-11 | Erin Rod Officer (VP RFA and Non-Volatile Memory) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,499 12,501 owned after | $4.92 exercise price | 2011-02-15 | |
| 2011-02-11 | Erin Rod Officer (VP RFA and Non-Volatile Memory) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,358 39,642 owned after | $5.73 exercise price | 2011-02-15 | |
| 2011-02-11 | Erin Rod Officer (VP RFA and Non-Volatile Memory) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.75 exercise price | 2011-02-15 | |
| 2011-02-11 | Cumming Stephen Officer (VP Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,470 212,600 owned after | $3.32 exercise price | 2011-02-15 | |
| 2011-02-11 | Cumming Stephen Officer (VP Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,126 50,251 owned after | $4.43 exercise price | 2011-02-15 | |
| 2011-02-11 | LAUB STEVEN Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,391 0 owned after | $4.78 exercise price | 2011-02-14 | |
| 2011-02-11 | LAUB STEVEN Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,263 840,711 owned after | $4.89 exercise price | 2011-02-14 | |
| 2011-02-11 | LAUB STEVEN Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −307,232 0 owned after | $6.05 exercise price | 2011-02-14 |