ATLANTIC POWER CORPORATION Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-05-14: Reporting owner Palter Gilbert Samuel; Form 4; Security 7.0% Cumulative Rate Reset Preferred Stock, Series II; Transaction J Other acquisition or disposition (describe transaction).
- 2021-05-14: Reporting owner Palter Gilbert Samuel; Form 4; Security Cumulative Floating Rate Preferred Stock, Series III; Transaction J Other acquisition or disposition (describe transaction).
- 2021-05-14: Reporting owner Palter Gilbert Samuel; Form 4; Security Cumulative Floating Rate Preferred Stock, Series III; Transaction J Other acquisition or disposition (describe transaction).
- 2019-05-28: Reporting owner Palter Gilbert Samuel; Form 4; Security Cumulative Floating Rate Preferred Shares, Series 3; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | Palter Gilbert Samuel Director | 4 | 7.0% Cumulative Rate Reset Preferred Stock, Series II Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −2,000 0 owned after | $18.07 | 2021-05-19 | |
| 2021-05-14 | Palter Gilbert Samuel Director | 4 | Cumulative Floating Rate Preferred Stock, Series III Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −3,500 0 owned after | $18.07 | 2021-05-19 | |
| 2021-05-14 | Palter Gilbert Samuel Director | 4 | Cumulative Floating Rate Preferred Stock, Series III Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $18.07 | 2021-05-19 | |
| 2019-05-28 | Palter Gilbert Samuel Director | 4 | Cumulative Floating Rate Preferred Shares, Series 3 Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000 15,000 owned after | $13.39 | 2019-05-30 | |
| 2019-05-28 | Palter Gilbert Samuel Director | 4 | Cumulative Floating Rate Preferred Shares, Series 3 Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +3,500 18,500 owned after | $13.39 | 2019-05-30 | |
| 2017-08-31 | Palter Gilbert Samuel Director | 4 | Cumulative Floating Rate Preferred Stock, Series III Non-derivative · Indirect · Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | P Open market or private purchase of non-derivative or derivative security | +14,000 14,000 owned after | $14.37 | 2017-09-05 | |
| 2017-08-16 | Palter Gilbert Samuel Director | 4/A | 7.0% Cumulative Rate Reset Preferred Stock, Series II Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 2,000 owned after | $15.05 | 2017-09-07 | |
| 2017-08-16 | Palter Gilbert Samuel Director | 4 | 7.0% Cumulative Rate Reset Preferred Stock, Series II Non-derivative · Indirect · Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | P Open market or private purchase of non-derivative or derivative security | +100 2,000 owned after | $15.05 | 2017-08-18 | |
| 2017-08-14 | Palter Gilbert Samuel Director | 4/A | 7.0% Cumulative Rate Reset Preferred Stock, Series II Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 1,900 owned after | $15.05 | 2017-09-07 | |
| 2017-08-14 | Palter Gilbert Samuel Director | 4 | 7.0% Cumulative Rate Reset Preferred Stock, Series II Non-derivative · Indirect · Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | P Open market or private purchase of non-derivative or derivative security | +500 1,900 owned after | $15.05 | 2017-08-16 | |
| 2017-08-11 | Palter Gilbert Samuel Director | 4/A | 7.0% Cumulative Rate Reset Preferred Stock, Series II Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,400 1,400 owned after | $15.05 | 2017-09-07 | |
| 2017-08-11 | Palter Gilbert Samuel Director | 4 | 7.0% Cumulative Rate Reset Preferred Stock, Series II Non-derivative · Indirect · Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | P Open market or private purchase of non-derivative or derivative security | +1,400 1,400 owned after | $15.05 | 2017-08-15 |