ATEL CAPITAL EQUIPMENT FUND IX LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-21: Reporting owner Schussler Samuel; Form 3; Security Limited Liability Company Units; Transaction Holding.
- 2006-03-29: Reporting owner CHOKSI PARITOSH K; Form 3; Security Limited Liability Company Units; Transaction Holding.
- 2006-03-29: Reporting owner Cash Dean L; Form 3; Security Limited Liability Company Units; Transaction Holding.
- 2006-03-29: Reporting owner Morais Vasco H; Form 3; Security Limited Liability Company Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-21 holding as of filing | Schussler Samuel Officer (Chief Accounting Officer) | 3 | Limited Liability Company Units Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-11-21 | |
| 2006-03-29 holding as of filing | CHOKSI PARITOSH K Other (Director and CFO of Manager) | 3 | Limited Liability Company Units Non-derivative · Indirect · controlling person of direct owner, ATEL Capital Group | Holding | 50 owned after | no price filed | 2006-03-29 | |
| 2006-03-29 holding as of filing | Cash Dean L Other (Director and CEO of Manager) | 3 | Limited Liability Company Units Non-derivative · Indirect · controlling person of direct owner, ATEL Capital Group | Holding | 50 owned after | no price filed | 2006-03-29 | |
| 2006-03-29 holding as of filing | Morais Vasco H Other (Officer of Manager) | 3 | Limited Liability Company Units Non-derivative · Direct | Holding | no price filed | 2006-03-29 |