ASTRA ENERGY, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows, 34 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-07-16: Reporting owner WALL CHRISTOPHER HAROLD; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2009-07-16: Reporting owner WALL CHRISTOPHER HAROLD; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2009-07-16: Reporting owner WALL CHRISTOPHER HAROLD; Form 3; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2009-07-16: Reporting owner WALL CHRISTOPHER HAROLD; Form 3; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.75 exercise price | 2009-07-16 | ||
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.15 exercise price | 2009-07-16 | ||
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.20 exercise price | 2009-07-16 | ||
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.80 exercise price | 2009-07-16 | ||
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | $0.75 exercise price | 2009-07-16 | ||
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | $1.15 exercise price | 2009-07-16 | ||
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | $1.20 exercise price | 2009-07-16 | ||
| 2009-07-16 holding as of filing | WALL CHRISTOPHER HAROLD Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | $0.80 exercise price | 2009-07-16 | ||
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | $0.75 exercise price | 2008-09-25 | ||
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | $1.15 exercise price | 2008-09-25 | ||
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | $1.20 exercise price | 2008-09-25 | ||
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | $0.80 exercise price | 2008-09-25 | ||
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −1,239,052 4,192,280 owned after | $0.66 | 2008-09-25 | |
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −39 133 owned after | $5,713.74 | 2008-09-25 | |
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −170,612 577,258 owned after | $0.66 | 2008-09-25 | |
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −58,012 196,281 owned after | $32.85 | 2008-09-25 | |
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +1,239,052 1,239,052 owned after | $0.66 | 2008-09-25 | |
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +39 39 owned after | $5,713.74 | 2008-09-25 | |
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +170,612 170,612 owned after | $0.66 | 2008-09-25 | |
| 2008-09-23 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +58,012 58,012 owned after | $32.85 | 2008-09-25 | |
| 2008-08-04 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.75 exercise price | 2008-08-04 | ||
| 2008-08-04 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.15 exercise price | 2008-08-04 | ||
| 2008-08-04 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.20 exercise price | 2008-08-04 | ||
| 2008-08-04 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.80 exercise price | 2008-08-04 | ||
| 2007-11-05 | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | P Open market or private purchase of non-derivative or derivative security | +747,870 747,870 owned after | $1.20 | 2007-11-09 | |
| 2007-10-12 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.75 exercise price | 2007-10-12 | ||
| 2007-10-12 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.56 exercise price | 2007-10-12 | ||
| 2007-10-12 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.15 exercise price | 2007-10-12 | ||
| 2007-10-09 holding as of filing | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.75 exercise price | 2007-10-09 | ||
| 2007-10-09 holding as of filing | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.56 exercise price | 2007-10-09 | ||
| 2007-10-09 holding as of filing | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.15 exercise price | 2007-10-09 | ||
| 2007-09-21 | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | P Open market or private purchase of non-derivative or derivative security | +175,000 3,508,333 owned after | $1.01 | 2007-10-12 | |
| 2007-08-31 | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | J Other acquisition or disposition (describe transaction) | +430,000 1,730,000 owned after | $0.56 exercise price | 2007-10-11 | |
| 2007-08-31 | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | J Other acquisition or disposition (describe transaction) | +430,000 1,730,000 owned after | $0.56 exercise price | 2007-10-09 |