ASTEA INTERNATIONAL INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-12: Reporting owner BERGREEN ZACK B; Form 4; Security Convertible Preferred Stock-Series A; Transaction J Other acquisition or disposition (describe transaction).
- 2019-11-12: Reporting owner BERGREEN ZACK B; Form 4; Security Convertible Preferred Stock - Series B; Transaction J Other acquisition or disposition (describe transaction).
- 2014-06-20: Reporting owner BERGREEN ZACK B; Form 4; Security Series B Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-09-24: Reporting owner BERGREEN ZACK B; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-12 | BERGREEN ZACK B Director, Officer (Chief Executive Officer), 10% Owner | 4 | Convertible Preferred Stock-Series A Derivative · Direct | J Other acquisition or disposition (describe transaction) | −826,446 0 owned after | no price filed | 2019-11-13 | |
| 2019-11-12 | BERGREEN ZACK B Director, Officer (Chief Executive Officer), 10% Owner | 4 | Convertible Preferred Stock - Series B Derivative · Direct | J Other acquisition or disposition (describe transaction) | −797,448 0 owned after | no price filed | 2019-11-13 | |
| 2014-06-20 | BERGREEN ZACK B Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +797,448 797,448 owned after | $2.51 | 2014-06-24 | |
| 2008-09-24 | BERGREEN ZACK B Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +826,446 826,446 owned after | $3.63 | 2008-09-26 |