ASPEN GROUP, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-07: Reporting owner Mathews Michael; Form 4; Security Warrants; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-04-30: Reporting owner Mathews Michael; Form 4; Security Warrants; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-01-10: Reporting owner Solomon Ricky D; Form 4; Security Warrants; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-01-10: Reporting owner Solomon Ricky D; Form 4; Security Warrants; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-07 | Mathews Michael Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,930 0 owned after | $2.28 exercise price | 2019-06-11 | |
| 2019-04-30 | Mathews Michael Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,860 0 owned after | $2.28 exercise price | 2019-05-03 | |
| 2019-01-10 | Solomon Ricky D Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,719 0 owned after | $2.28 exercise price | 2019-01-14 | |
| 2019-01-10 | Solomon Ricky D Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,930 0 owned after | $2.28 exercise price | 2019-01-14 | |
| 2019-01-10 | JENSEN C JAMES Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,930 0 owned after | $2.28 exercise price | 2019-01-14 | |
| 2019-01-10 | Mathews Michael Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,515 0 owned after | $2.28 exercise price | 2019-01-14 | |
| 2019-01-10 | D'Anton Michael A. Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,930 0 owned after | $2.28 exercise price | 2019-01-14 | |
| 2015-04-29 | Mathews Michael Director, Officer (Chief Executive Officer) | 5 | Warrants (Right to Buy Common Stock) Derivative · Direct | G Bona fide gift | −806,452 246,180 owned after | $0.19 exercise price | 2015-06-05 | |
| 2015-04-29 | Gill Janet M Officer (CFO and Executive VP) | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −325,000 0 owned after | $0.19 exercise price | 2015-04-30 | |
| 2015-04-29 | Gill Janet M Officer (CFO and Executive VP) | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 325,000 owned after | $0.16 exercise price | 2015-04-30 | |
| 2015-04-29 | Gill Janet M Officer (CFO and Executive VP) | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325,000 0 owned after | $0.16 exercise price | 2015-04-30 | |
| 2014-07-29 | Gill Janet M Officer (Executive VP & Interim CFO) | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 325,000 owned after | $0.19 exercise price | 2014-07-30 | |
| 2014-06-24 | Solomon Ricky D Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +263,158 263,158 owned after | $0.19 exercise price | 2014-06-25 | |
| 2014-06-24 | Mathews Michael Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +263,158 263,158 owned after | $0.19 exercise price | 2014-06-25 | |
| 2014-06-05 | Scheibelhoffer John J Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +263,158 263,158 owned after | $0.19 exercise price | 2014-06-09 | |
| 2014-04-30 | Mathews Michael Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +526,316 1,578,948 owned after | $0.19 exercise price | 2014-05-01 | |
| 2014-03-17 holding as of filing | Solomon Ricky D Director | 3 | Warrants Derivative · Direct | Holding | $0.19 exercise price | 2014-03-17 | ||
| 2014-03-10 | Schneier Paul R. Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +263,158 263,158 owned after | $0.19 exercise price | 2014-03-12 | |
| 2014-03-10 | Pasi David E. JR Director | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +263,158 263,158 owned after | $0.19 exercise price | 2014-03-12 | |
| 2014-03-10 | Mathews Michael Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,052,632 1,052,632 owned after | $0.19 exercise price | 2014-03-12 | |
| 2014-03-10 | JENSEN C JAMES Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +263,158 263,158 owned after | $0.19 exercise price | 2014-03-12 | |
| 2014-03-10 | D'Anton Michael A. Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +263,158 263,158 owned after | $0.19 exercise price | 2014-03-12 | |
| 2014-01-29 | Scheibelhoffer John J Director | 4 | Warrants Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,429 0 owned after | $0.50 exercise price | 2014-02-03 | |
| 2014-01-29 | Schneier Paul R. Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.50 exercise price | 2014-02-03 | |
| 2014-01-29 | JENSEN C JAMES Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.50 exercise price | 2014-02-03 | |
| 2014-01-29 | D'Anton Michael A. Director | 4 | Warrants Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,429 0 owned after | $0.50 exercise price | 2014-02-03 | |
| 2013-11-22 holding as of filing | Scheibelhoffer John J Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $0.50 exercise price | 2013-11-22 | ||
| 2013-11-22 holding as of filing | Schneier Paul R. Director | 3 | Warrants Derivative · Direct | Holding | $0.50 exercise price | 2013-11-22 | ||
| 2013-11-22 holding as of filing | JENSEN C JAMES Director | 3 | Warrants Derivative · Direct | Holding | $0.50 exercise price | 2013-11-22 | ||
| 2013-11-22 holding as of filing | D'Anton Michael A. Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $0.50 exercise price | 2013-11-22 |