ASPEN GROUP, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-03-28: Federal exemption Rule 506(b); Types of securities offered Debt; SecurityToBeAcquired; Date of first sale 2022-03-14; Total offering amount $30,000,000.
- 2019-03-20: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-03-06; Total offering amount $1,200,000.
- 2018-11-14: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-11-05; Total offering amount $538,487.
- 2017-12-19: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; Date of first sale 2017-12-01; Total offering amount $6,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-03-28 | Rule 506(b) | Debt; SecurityToBeAcquired | 2022-03-14 | $30,000,000 | $30,000,000 | $0 | 2 |
| 2019-03-20 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2019-03-06 | $1,200,000 | $0 | $1,200,000 | 2 |
| 2018-11-14 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2018-11-05 | $538,487 | $538,487 | $0 | 1 |
| 2017-12-19 | Rule 506(b) | Equity; Debt | 2017-12-01 | $6,500,000 | $6,500,000 | $0 | 1 |
| 2014-09-17 D/A | Rule 506(b) | Equity; OptionToAcquire | 2014-07-29 | $5,397,825 | $5,397,825 | $0 | 19 |
| 2014-08-11 | Rule 506(b) | Equity; OptionToAcquire | 2014-07-29 | $4,030,000 | $1,631,500 | $2,398,500 | 7 |
| 2013-10-08 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2013-09-25 | $2,240,000 | $2,240,000 | $0 | 1 |
| 2013-04-30 | Rule 506 | Equity; OptionToAcquire | 2013-04-18 | $770,000 | $600,328 | $169,672 | 17 |
| 2013-03-15 D/A | Rule 506 | Equity; OptionToAcquire | 2012-09-28 | $4,787,000 | $4,037,000 | $750,000 | 33 |
| 2012-10-09 | Rule 506 | Equity; OptionToAcquire | 2012-09-28 | $3,500,000 | $2,757,000 | $743,000 | 14 |
| 2012-06-15 D/A | Rule 506 | Debt; OptionToAcquire | 2012-03-15 | $2,000,000 | $1,594,000 | $406,000 | 39 |
| 2012-05-25 D/A | Rule 506 | Debt; OptionToAcquire | 2012-03-15 | $2,000,000 | $1,231,000 | $769,000 | 29 |
| 2012-03-27 | Rule 506 | Debt; OptionToAcquire | 2012-03-15 | $2,000,000 | $150,000 | $1,850,000 | 2 |