ARUBA NETWORKS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-03-30: Reporting owner TRINITY VENTURES; Form 4; Security Series B Convertible Preferred; Transaction C Conversion of derivative security.
- 2007-03-30: Reporting owner TRINITY VENTURES; Form 4; Security Series C Convertible Preferred; Transaction C Conversion of derivative security.
- 2007-03-30: Reporting owner TRINITY VENTURES; Form 4; Security Series D Convertible Preferred; Transaction C Conversion of derivative security.
- 2007-03-30: Reporting owner GOETZ JAMES J | STEVENS MARK A | GOGUEN MICHAEL L | MORITZ MICHAEL J | KVAMME MARK; Form 4; Security Series A Convertible Preferred; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-03-30 | TRINITY VENTURES 10% Owner | 4 | Series B Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −7,916,667 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | TRINITY VENTURES 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −1,723,908 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | TRINITY VENTURES 10% Owner | 4 | Series D Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −606,891 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | GOETZ JAMES J | STEVENS MARK A | GOGUEN MICHAEL L | MORITZ MICHAEL J | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −6,480,000 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | GOETZ JAMES J | STEVENS MARK A | GOGUEN MICHAEL L | MORITZ MICHAEL J | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −4,065,190 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | GOETZ JAMES J | STEVENS MARK A | GOGUEN MICHAEL L | MORITZ MICHAEL J | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −2,296,287 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | GOETZ JAMES J | STEVENS MARK A | GOGUEN MICHAEL L | MORITZ MICHAEL J | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −818,104 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Sathaye Shirish Director, 10% Owner | 4 | Series A Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −7,050,000 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Sathaye Shirish Director, 10% Owner | 4 | Series B Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −4,422,776 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Sathaye Shirish Director, 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −2,498,275 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Sathaye Shirish Director, 10% Owner | 4 | Series D Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −1,029,431 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | LEONE DOUGLAS M Director, 10% Owner | 4 | Series A Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −6,480,000 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | LEONE DOUGLAS M Director, 10% Owner | 4 | Series B Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −4,065,190 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | LEONE DOUGLAS M Director, 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −2,296,287 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | LEONE DOUGLAS M Director, 10% Owner | 4 | Series D Convertible Preferred Derivative · Indirect · by Partnership | C Conversion of derivative security | −818,104 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Carter J Scott | SCGF III MANAGEMENT LLC | SEQUOIA TECHNOLOGY PARTNERS X LP | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | GANDHI SAMEER K | SC X MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −6,480,000 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Carter J Scott | SCGF III MANAGEMENT LLC | SEQUOIA TECHNOLOGY PARTNERS X LP | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | GANDHI SAMEER K | SC X MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −4,065,190 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Carter J Scott | SCGF III MANAGEMENT LLC | SEQUOIA TECHNOLOGY PARTNERS X LP | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | GANDHI SAMEER K | SC X MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −2,296,287 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Carter J Scott | SCGF III MANAGEMENT LLC | SEQUOIA TECHNOLOGY PARTNERS X LP | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | GANDHI SAMEER K | SC X MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −818,104 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Orr Dominic P Director, Officer (President and CEO) | 4 | Series A Convertible Preferred Derivative · Indirect · by Corporation | C Conversion of derivative security | −114,975 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Orr Dominic P Director, Officer (President and CEO) | 4 | Series B Convertible Preferred Derivative · Indirect · by Corporation | C Conversion of derivative security | −112,500 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | Orr Dominic P Director, Officer (President and CEO) | 4 | Series C Convertible Preferred Derivative · Indirect · by Corporation | C Conversion of derivative security | −35,145 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series A Convertible Preferred Derivative · Direct | C Conversion of derivative security | −7,033,785 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series B Convertible Preferred Derivative · Direct | C Conversion of derivative security | −4,412,604 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series C Convertible Preferred Derivative · Direct | C Conversion of derivative security | −2,487,907 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series A Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −7,033,785 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series B Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −4,412,604 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-30 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −2,487,907 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-27 holding as of filing | MORITZ MICHAEL J | GOETZ JAMES J | GOGUEN MICHAEL L | STEVENS MARK A | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-27 holding as of filing | MORITZ MICHAEL J | GOETZ JAMES J | GOGUEN MICHAEL L | STEVENS MARK A | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-27 holding as of filing | MORITZ MICHAEL J | GOETZ JAMES J | GOGUEN MICHAEL L | STEVENS MARK A | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-27 holding as of filing | MORITZ MICHAEL J | GOETZ JAMES J | GOGUEN MICHAEL L | STEVENS MARK A | KVAMME MARK 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-27 holding as of filing | SC X MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | SEQUOIA TECHNOLOGY PARTNERS X LP | Carter J Scott | GANDHI SAMEER K | SCGF III MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-27 holding as of filing | SC X MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | SEQUOIA TECHNOLOGY PARTNERS X LP | Carter J Scott | GANDHI SAMEER K | SCGF III MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-27 holding as of filing | SC X MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | SEQUOIA TECHNOLOGY PARTNERS X LP | Carter J Scott | GANDHI SAMEER K | SCGF III MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-27 holding as of filing | SC X MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL X PRINCIPALS FUND LLC | SEQUOIA CAPITAL X | SEQUOIA TECHNOLOGY PARTNERS X LP | Carter J Scott | GANDHI SAMEER K | SCGF III MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-27 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series A Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series B Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series C Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series D Convertible Preferred Derivative · Indirect · by Partnership | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | TRINITY VENTURES 10% Owner | 3 | Series B Convertible Preferred Derivative · Direct | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | TRINITY VENTURES 10% Owner | 3 | Series C Convertible Preferred Derivative · Direct | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | TRINITY VENTURES 10% Owner | 3 | Series D Convertible Preferred Derivative · Direct | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series A Convertible Preferred Derivative · Direct | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series B Convertible Preferred Derivative · Direct | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series C Convertible Preferred Derivative · Direct | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | MATRIX PARTNERS VII LP ET AL 10% Owner | 3 | Series D Convertible Preferred Derivative · Direct | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | Sathaye Shirish Director, 10% Owner | 3 | Series A Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | Sathaye Shirish Director, 10% Owner | 3 | Series B Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | Sathaye Shirish Director, 10% Owner | 3 | Series C Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | Sathaye Shirish Director, 10% Owner | 3 | Series D Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | LEONE DOUGLAS M Director, 10% Owner | 3 | Series A Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | LEONE DOUGLAS M Director, 10% Owner | 3 | Series B Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | LEONE DOUGLAS M Director, 10% Owner | 3 | Series C Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | LEONE DOUGLAS M Director, 10% Owner | 3 | Series D Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | Orr Dominic P Director, Officer (President and CEO), 10% Owner | 3 | Series A Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | Orr Dominic P Director, Officer (President and CEO), 10% Owner | 3 | Series B Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-26 holding as of filing | Orr Dominic P Director, Officer (President and CEO), 10% Owner | 3 | Series C Convertible Preferred Derivative · Indirect · (m) | Holding | no price filed | 2007-03-26 | ||
| 2007-03-20 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series D Convertible Preferred Derivative · Direct | C Conversion of derivative security | −1,025,159 0 owned after | $0.00 | 2007-04-03 | |
| 2007-03-20 | MATRIX PARTNERS VII LP ET AL 10% Owner | 4 | Series D Convertible Preferred Derivative · Indirect · By Partnership | C Conversion of derivative security | −1,025,159 0 owned after | $0.00 | 2007-04-03 |