ART TECHNOLOGY GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-05: Reporting owner McIntyre Nancy P.; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-01-05: Reporting owner McIntyre Nancy P.; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-01-05: Reporting owner SWERSKY PHYLLIS S; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-01-05: Reporting owner SWERSKY PHYLLIS S; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-05 | McIntyre Nancy P. Officer (SVP OF MARKETING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,504 0 owned after | $2.21 exercise price | 2011-01-06 | |
| 2011-01-05 | McIntyre Nancy P. Officer (SVP OF MARKETING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −104,871 0 owned after | $2.21 exercise price | 2011-01-06 | |
| 2011-01-05 | SWERSKY PHYLLIS S Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.84 exercise price | 2011-01-06 | |
| 2011-01-05 | SWERSKY PHYLLIS S Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.24 exercise price | 2011-01-06 | |
| 2011-01-05 | SWERSKY PHYLLIS S Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.25 exercise price | 2011-01-06 | |
| 2011-01-05 | SWERSKY PHYLLIS S Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.12 exercise price | 2011-01-06 | |
| 2011-01-05 | SWERSKY PHYLLIS S Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.23 exercise price | 2011-01-06 | |
| 2011-01-05 | REGIS DANIEL C Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,835 0 owned after | $0.56 exercise price | 2011-01-06 | |
| 2011-01-05 | REGIS DANIEL C Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.94 exercise price | 2011-01-06 | |
| 2011-01-05 | REGIS DANIEL C Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.12 exercise price | 2011-01-06 | |
| 2011-01-05 | REGIS DANIEL C Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.23 exercise price | 2011-01-06 | |
| 2011-01-05 | MAKELA MARY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.95 exercise price | 2011-01-06 | |
| 2011-01-05 | MAKELA MARY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.24 exercise price | 2011-01-06 | |
| 2011-01-05 | MAKELA MARY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.25 exercise price | 2011-01-06 | |
| 2011-01-05 | MAKELA MARY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.12 exercise price | 2011-01-06 | |
| 2011-01-05 | MAKELA MARY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.23 exercise price | 2011-01-06 | |
| 2011-01-05 | McEvoy David Officer (SVP & GENERAL COUNSEL) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,125 0 owned after | $3.00 exercise price | 2011-01-06 | |
| 2011-01-05 | Reynolds Andrew Officer (SVP CORPORATE DEVELOPMENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,438 0 owned after | $2.99 exercise price | 2011-01-06 | |
| 2011-01-05 | ONEILL PATRICIA Officer (SVP HUMAN RESOURCES) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $9.31 exercise price | 2011-01-06 | |
| 2011-01-05 | HELD JOHN ROBERT Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.19 exercise price | 2011-01-06 | |
| 2011-01-05 | HELD JOHN ROBERT Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.24 exercise price | 2011-01-06 | |
| 2011-01-05 | HELD JOHN ROBERT Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.25 exercise price | 2011-01-06 | |
| 2011-01-05 | HELD JOHN ROBERT Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.12 exercise price | 2011-01-06 | |
| 2011-01-05 | HELD JOHN ROBERT Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.23 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,409 0 owned after | $2.93 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,047 0 owned after | $4.78 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,219 0 owned after | $4.78 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $9.31 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,998 0 owned after | $2.13 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,591 0 owned after | $2.93 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,251 0 owned after | $3.90 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,749 0 owned after | $3.90 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,250 0 owned after | $0.91 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $1.63 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $1.63 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,625 0 owned after | $1.57 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,375 0 owned after | $1.57 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,693 0 owned after | $1.26 exercise price | 2011-01-06 | |
| 2011-01-05 | Volpe Kenneth Z Officer (SVP, PRODUCTS AND TECHNOLOGY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,307 0 owned after | $1.26 exercise price | 2011-01-06 | |
| 2011-01-05 | Elsbree David B Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.31 exercise price | 2011-01-06 | |
| 2011-01-05 | Elsbree David B Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.12 exercise price | 2011-01-06 | |
| 2011-01-05 | Elsbree David B Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.23 exercise price | 2011-01-06 | |
| 2011-01-05 | BROCHU MICHAEL A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −702,370 0 owned after | $0.64 exercise price | 2011-01-06 | |
| 2011-01-05 | BROCHU MICHAEL A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.12 exercise price | 2011-01-06 | |
| 2011-01-05 | BROCHU MICHAEL A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.12 exercise price | 2011-01-06 | |
| 2011-01-05 | BROCHU MICHAEL A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.23 exercise price | 2011-01-06 | |
| 2011-01-05 | BURKE ROBERT D Director, Officer (President and CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,822 0 owned after | $3.66 exercise price | 2011-01-06 | |
| 2011-01-05 | BURKE ROBERT D Director, Officer (President and CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,178 0 owned after | $3.66 exercise price | 2011-01-06 |