Arno Therapeutics, Inc Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-08-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-08-15; Total offering amount $4,510,182.
- 2013-11-13: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-10-29; Total offering amount $30,840,078.
- 2012-12-06: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-11-26; Total offering amount $18,425,000.
- 2012-12-05: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-11-26; Total offering amount $18,425,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-08-30 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-08-15 | $4,510,182 | $4,510,182 | $0 | 15 |
| 2013-11-13 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-10-29 | $30,840,078 | $30,840,078 | $0 | 69 |
| 2012-12-06 D/A | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2012-11-26 | $18,425,000 | $11,130,000 | $7,295,000 | 16 |
| 2012-12-05 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2012-11-26 | $18,425,000 | $11,130,000 | $7,295,000 | 16 |
| 2010-09-23 | Rule 506 | Equity; OptionToAcquire | 2010-09-09 | $13,225,000 | $8,387,000 | $4,838,000 | 24 |