ARIBA INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows, 36 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-01: Reporting owner WALLMAN RICHARD F; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-01: Reporting owner WALLMAN RICHARD F; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-01: Reporting owner NEWKIRK KARL E; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-01: Reporting owner MONAHAN THOMAS; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-01 | WALLMAN RICHARD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $32.94 | 2012-10-02 | |
| 2012-10-01 | WALLMAN RICHARD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $32.94 | 2012-10-02 | |
| 2012-10-01 | NEWKIRK KARL E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $39.17 | 2012-10-02 | |
| 2012-10-01 | MONAHAN THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $32.94 | 2012-10-02 | |
| 2012-10-01 | MONAHAN THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $39.17 | 2012-10-02 | |
| 2012-10-01 | MONAHAN THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $32.94 | 2012-10-02 | |
| 2012-10-01 | KNOWLING ROBERT E JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $27.00 | 2012-10-02 | |
| 2012-10-01 | KNOWLING ROBERT E JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $32.94 | 2012-10-02 | |
| 2012-10-01 | KASHNOW RICHARD A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $32.94 | 2012-10-02 | |
| 2012-10-01 | KASHNOW RICHARD A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $39.17 | 2012-10-02 | |
| 2012-10-01 | KASHNOW RICHARD A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $25.44 | 2012-10-02 | |
| 2012-10-01 | KASHNOW RICHARD A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $32.94 | 2012-10-02 | |
| 2011-12-12 | MONAHAN THOMAS Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 12,500 owned after | $16.44 | 2011-12-13 | |
| 2011-12-06 | NEWKIRK KARL E Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +54,516 54,516 owned after | $11.96 | 2011-12-07 | |
| 2011-09-13 | WALLMAN RICHARD F Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 12,500 owned after | $12.48 | 2011-09-14 | |
| 2011-09-13 | WALLMAN RICHARD F Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 2,500 owned after | $18.00 | 2011-09-14 | |
| 2011-02-03 | JOHNSON ROBERT D Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 12,500 owned after | $12.58 exercise price | 2011-02-07 | |
| 2010-11-26 | JOHNSON ROBERT D Director | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 12,500 owned after | $12.58 exercise price | 2010-12-08 | |
| 2009-06-15 | JOHNSON ROBERT D Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $5.83 exercise price | 2009-06-17 | |
| 2009-03-11 holding as of filing | KASHNOW RICHARD A Director | 4 | Right to Buy (Stock Option) Derivative · Direct | Holding | 62,500 owned after | no price filed | 2009-03-11 | |
| 2009-03-11 holding as of filing | KNOWLING ROBERT E JR Director | 4 | Right to Buy (Stock Option) Derivative · Direct | Holding | 43,331 owned after | no price filed | 2009-03-11 | |
| 2009-03-11 holding as of filing | JOHNSON ROBERT D Director | 4 | Right to Buy (Stock Option) Derivative · Direct | Holding | 50,000 owned after | no price filed | 2009-03-11 | |
| 2009-03-11 holding as of filing | MONAHAN THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 62,500 owned after | no price filed | 2009-03-11 | |
| 2009-03-11 holding as of filing | NEWKIRK KARL E Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 79,516 owned after | no price filed | 2009-03-11 | |
| 2009-03-11 holding as of filing | WALLMAN RICHARD F Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 40,000 owned after | no price filed | 2009-03-11 | |
| 2007-02-20 holding as of filing | Parker Kent Officer (EVP, Global Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 51,109 owned after | $7.39 exercise price | 2007-02-20 | |
| 2006-12-05 | WALLMAN RICHARD F Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,473 40,000 owned after | $5.83 | 2006-12-05 | |
| 2006-11-08 | WALLMAN RICHARD F Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,527 48,473 owned after | $5.83 | 2006-11-09 | |
| 2006-08-29 | KNOWLING ROBERT E JR Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 43,331 owned after | $5.83 | 2006-08-30 | |
| 2006-01-26 | WALLMAN RICHARD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 60,000 owned after | $5.83 | 2006-01-27 | |
| 2004-06-28 | KNOWLING ROBERT E JR Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,500 22,500 owned after | $12.06 | 2011-05-10 | |
| 2003-01-28 | Parker Kent Officer (Chief Commecial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,109 0 owned after | $7.39 exercise price | 2008-08-06 | |
| 2003-01-28 | Parker Kent Officer (Chief Commecial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 17,109 owned after | $7.39 exercise price | 2008-06-19 | |
| 2003-01-28 | Parker Kent Officer (Chief Commecial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 34,109 owned after | $7.39 exercise price | 2008-05-19 | |
| 2002-03-18 | KNOWLING ROBERT E JR Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,666 1,666 owned after | $28.74 | 2012-03-15 | |
| 2001-10-04 | KNOWLING ROBERT E JR Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,333 8,333 owned after | $12.00 | 2011-05-10 |