ARGENTUM 47, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-01-25: Reporting owner TADDEI ENZO; Form 5; Security Series B Preferred Stock; Transaction Holding.
- 2021-01-25: Reporting owner TADDEI ENZO; Form 5; Security Series C Preferred Stock; Transaction Holding.
- 2021-01-25: Reporting owner TUKE NICHOLAS PAUL; Form 5; Security Series C Preferred Stock; Transaction Holding.
- 2021-01-25: Reporting owner SMITH PETER JAMES; Form 5; Security Series B Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-01-25 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 5 | Series B Preferred Stock Derivative · Direct | Holding | 23,532,500 owned after | no price filed | 2021-01-25 | |
| 2021-01-25 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 5 | Series C Preferred Stock Derivative · Direct | Holding | 2,189,444 owned after | no price filed | 2021-01-25 | |
| 2021-01-25 holding as of filing | TUKE NICHOLAS PAUL Officer (Chief Executive Officer) | 5 | Series C Preferred Stock Derivative · Direct | Holding | 211,112 owned after | no price filed | 2021-01-25 | |
| 2021-01-25 holding as of filing | SMITH PETER JAMES Director, 10% Owner | 5 | Series B Preferred Stock Derivative · Direct | Holding | 16,467,500 owned after | no price filed | 2021-01-25 | |
| 2021-01-25 holding as of filing | SMITH PETER JAMES Director, 10% Owner | 5 | Series C Preferred Stock Derivative · Direct | Holding | 2,189,444 owned after | no price filed | 2021-01-25 | |
| 2019-01-08 holding as of filing | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 5 | Series B Preferred Stock Derivative · Direct | Holding | 16,467,500 owned after | no price filed | 2019-01-08 | |
| 2019-01-08 holding as of filing | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 5 | Series C Preferred Stock Derivative · Direct | Holding | 1,400,000 owned after | no price filed | 2019-01-08 | |
| 2019-01-08 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer) | 5 | Series B Preferred Stock Derivative · Direct | Holding | 23,532,500 owned after | no price filed | 2019-01-08 | |
| 2019-01-08 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer) | 5 | Series C Preferred Stock Derivative · Direct | Holding | 1,400,000 owned after | no price filed | 2019-01-08 | |
| 2018-07-23 holding as of filing | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | Holding | 16,467,500 owned after | no price filed | 2018-07-23 | |
| 2018-07-23 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | Holding | 23,532,500 owned after | no price filed | 2018-07-23 | |
| 2018-06-05 | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +400,000 1,400,000 owned after | no price filed | 2018-07-23 | |
| 2018-06-05 | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 4/A | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +400,000 1,400,000 owned after | no price filed | 2018-07-23 | |
| 2018-01-12 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 5 | Series B Preferred Stock Derivative · Direct | Holding | 23,532,500 owned after | no price filed | 2018-01-12 | |
| 2018-01-12 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 5 | Series C Preferred Stock Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-01-12 | |
| 2018-01-12 holding as of filing | DOLAN PATRICK VIVIAN Director, Officer (Managing Director) | 5 | Series B Preferred Stock Derivative · Direct | Holding | 5,000,000 owned after | no price filed | 2018-01-12 | |
| 2018-01-12 holding as of filing | DOLAN PATRICK VIVIAN Director, Officer (Managing Director) | 5 | Series C Preferred Stock Derivative · Direct | Holding | 400,000 owned after | no price filed | 2018-01-12 | |
| 2018-01-12 holding as of filing | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 5 | Series B Preferred Stock Derivative · Direct | Holding | 16,467,500 owned after | no price filed | 2018-01-12 | |
| 2018-01-12 holding as of filing | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 5 | Series C Preferred Stock Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-01-12 | |
| 2017-11-15 holding as of filing | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | Holding | 23,532,500 owned after | no price filed | 2017-11-15 | |
| 2017-11-15 holding as of filing | DOLAN PATRICK VIVIAN Director, Officer (Managing Director), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | Holding | 5,000,000 owned after | no price filed | 2017-11-15 | |
| 2017-11-15 holding as of filing | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | Holding | 16,467,500 owned after | no price filed | 2017-11-15 | |
| 2017-09-26 | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 4/A | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,000,000 1,000,000 owned after | no price filed | 2017-11-15 | |
| 2017-09-26 | DOLAN PATRICK VIVIAN Director, Officer (Managing Director), 10% Owner | 4/A | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +400,000 400,000 owned after | no price filed | 2017-11-15 | |
| 2017-09-26 | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,000,000 1,000,000 owned after | no price filed | 2017-11-15 | |
| 2017-05-17 | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,532,500 23,532,500 owned after | no price filed | 2017-06-27 | |
| 2017-05-02 | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,532,500 16,467,500 owned after | no price filed | 2017-06-27 | |
| 2016-11-11 | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 5 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,000,000 20,000,000 owned after | no price filed | 2017-01-05 | |
| 2016-11-11 | TADDEI ENZO Director, Officer (Chief Financial Officer) | 5 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,000,000 20,000,000 owned after | no price filed | 2017-01-05 | |
| 2016-11-11 | DOLAN PATRICK VIVIAN Director | 5 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,000,000 5,000,000 owned after | no price filed | 2017-01-05 | |
| 2016-11-11 | TADDEI ENZO Director, Officer (Chief Financial Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,000,000 20,000,000 owned after | no price filed | 2016-11-17 | |
| 2016-11-11 | DOLAN PATRICK VIVIAN Director | 4/A | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,000,000 5,000,000 owned after | no price filed | 2016-11-17 | |
| 2016-11-11 | SMITH PETER JAMES Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,000,000 20,000,000 owned after | no price filed | 2016-11-17 |