ARGENTEX MINING CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows, 47 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-16: Reporting owner HICKS KEN; Form 4/A; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-03-16: Reporting owner HICKS KEN; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-01-14: Reporting owner DOWNEY PATRICK GERARD; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-01-12: Reporting owner Thibault Richard Andre; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-16 | HICKS KEN Director, Officer (President) | 4/A | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −450,000 900,000 owned after | $0.15 | 2010-04-07 | |
| 2016-03-16 | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −450,000 900,000 owned after | $0.15 | 2010-03-16 | |
| 2011-01-14 | DOWNEY PATRICK GERARD Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −200,000 0 owned after | $0.15 | 2011-01-18 | |
| 2011-01-12 | Thibault Richard Andre Director | 4 | Warrants Derivative · Indirect · by spouse, Mariam Galey | X Exercise of in-the-money or at-the-money derivative security | −75,000 0 owned after | $0.15 | 2011-01-13 | |
| 2010-12-22 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2010-12-22 | |
| 2010-11-04 holding as of filing | International Finance Corp 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.14 exercise price | 2010-11-04 | ||
| 2010-07-16 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2010-07-16 | |
| 2010-06-23 holding as of filing | GODWIN COLIN I Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.15 exercise price | 2010-06-23 | |
| 2010-06-15 | GODWIN COLIN I Director | 4 | Warrants Derivative · Indirect · Godwin Consultants Ltd. | X Exercise of in-the-money or at-the-money derivative security | −50,000 0 owned after | $0.15 | 2010-06-23 | |
| 2010-06-02 holding as of filing | VANRY MARK Officer (VP Corporate Development) | 4 | Warrants Derivative · Direct | Holding | 275,000 owned after | $0.45 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | VANRY MARK Officer (VP Corporate Development) | 4 | Warrants Derivative · Direct | Holding | 709,782 owned after | $0.45 exercise price | 2010-06-02 | |
| 2010-04-07 holding as of filing | HICKS KEN Director, Officer (President) | 4/A | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2010-04-07 | |
| 2010-04-07 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2010-04-07 | |
| 2010-04-07 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 1,350,000 owned after | $0.15 exercise price | 2010-04-07 | |
| 2010-03-16 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2010-03-16 | |
| 2010-02-05 holding as of filing | GODWIN COLIN I Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.15 exercise price | 2010-02-05 | |
| 2010-01-27 holding as of filing | GODWIN COLIN I Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.15 exercise price | 2010-01-27 | |
| 2010-01-04 holding as of filing | Thibault Richard Andre Director | 4/A | Warrants Derivative · Indirect · (m) | Holding | 75,000 owned after | $0.15 exercise price | 2010-01-04 | |
| 2009-12-21 holding as of filing | HICKS KEN Director, Officer (President) | 4/A | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2009-12-21 | |
| 2009-11-03 | VANRY MARK Officer (VP Corporate Development) | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −150,000 559,782 owned after | $0.45 | 2010-06-02 | |
| 2009-10-14 | Hardy Jenna L Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 0 owned after | $0.15 | 2009-10-15 | |
| 2009-07-15 holding as of filing | VANRY MARK Officer (VP Corporate Development) | 3 | Warrants Derivative · Direct | Holding | $0.45 exercise price | 2009-07-15 | ||
| 2009-07-15 holding as of filing | VANRY MARK Officer (VP Corporate Development) | 3 | Warrants Derivative · Direct | Holding | $0.45 exercise price | 2009-07-15 | ||
| 2009-06-05 | HICKS KEN Director, Officer (President) | 4/A | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +300,000 1,350,000 owned after | $0.15 | 2009-12-21 | |
| 2009-06-05 | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −300,000 1,350,000 owned after | $0.15 | 2009-06-05 | |
| 2009-06-05 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2009-06-05 | |
| 2009-04-09 holding as of filing | DOWNEY PATRICK GERARD Director | 4 | Warrants Derivative · Direct | Holding | 100,000 owned after | $1.60 exercise price | 2009-04-09 | |
| 2009-04-09 holding as of filing | DOWNEY PATRICK GERARD Director | 4 | Warrants Derivative · Direct | Holding | 300,000 owned after | $0.15 exercise price | 2009-04-09 | |
| 2009-04-09 holding as of filing | HICKS KEN Director, Officer (President) | 4/A | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2009-04-09 | |
| 2009-04-07 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2009-04-07 | |
| 2009-04-07 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 1,650,000 owned after | $0.15 exercise price | 2009-04-07 | |
| 2009-03-20 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2009-03-20 | |
| 2009-03-20 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 1,650,000 owned after | $0.15 exercise price | 2009-03-20 | |
| 2009-02-13 holding as of filing | Thibault Richard Andre Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 75,000 owned after | $0.15 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 1,650,000 owned after | $0.15 exercise price | 2009-02-13 | |
| 2009-01-20 holding as of filing | DOWNEY PATRICK GERARD Director | 3 | Warrants Derivative · Direct | Holding | $1.60 exercise price | 2009-01-20 | ||
| 2009-01-20 holding as of filing | DOWNEY PATRICK GERARD Director | 4 | Warrants Derivative · Direct | Holding | 100,000 owned after | $1.60 exercise price | 2009-01-20 | |
| 2009-01-20 holding as of filing | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | Holding | 900,000 owned after | $1.25 exercise price | 2009-01-20 | |
| 2009-01-15 | GODWIN COLIN I Director | 4/A | Warrants Derivative · Indirect · Godwin Consultants Ltd. | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.15 | 2009-12-22 | |
| 2009-01-15 | HICKS KEN Director, Officer (President) | 4/A | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +750,000 1,650,000 owned after | $0.15 | 2009-04-09 | |
| 2009-01-15 | GODWIN COLIN I Director | 4 | Warrants Derivative · Indirect · Godwin Consultants Ltd. | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.15 | 2009-02-12 | |
| 2009-01-15 | DOWNEY PATRICK GERARD Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 300,000 owned after | $0.15 | 2009-01-20 | |
| 2009-01-15 | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +750,000 1,650,000 owned after | $0.15 | 2009-01-20 | |
| 2009-01-15 | Thibault Richard Andre Director | 4 | Warrants Derivative · Indirect · by spouse, Miriam Galey | P Open market or private purchase of non-derivative or derivative security | +75,000 75,000 owned after | $0.15 | 2009-01-20 | |
| 2009-01-15 | Hardy Jenna L Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.15 | 2009-01-20 | |
| 2007-04-13 | HICKS KEN Director, Officer (President) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +900,000 900,000 owned after | $1.25 | 2007-04-16 |