ARABELLA EXPLORATION, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-14: Reporting owner Hauser Mary Jane | Hauser Holdings LLC; Form 3; Security Warrants to purchase ordinary shares; Transaction Holding.
- 2015-05-14: Reporting owner Hauser Richard J; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2015-05-14: Reporting owner BBS Capital Management, LP | BBS Capital, LLC | BBS CAPITAL FUND LP | BBS Capital GP, LP; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2015-05-14: Reporting owner Bakay Berke; Form 3; Security Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-14 holding as of filing | Hauser Mary Jane | Hauser Holdings LLC 10% Owner | 10% Owner | 3 | Warrants to purchase ordinary shares Derivative · Direct | Holding | $5.00 exercise price | 2015-05-14 | ||
| 2015-05-14 holding as of filing | Hauser Richard J Director, 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $5.00 exercise price | 2015-05-14 | ||
| 2015-05-14 holding as of filing | BBS Capital Management, LP | BBS Capital, LLC | BBS CAPITAL FUND LP | BBS Capital GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2015-05-14 | ||
| 2015-05-14 holding as of filing | Bakay Berke Director, 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $5.00 exercise price | 2015-05-14 | ||
| 2015-05-14 holding as of filing | Heyn William B. Director | 3 | Warrants (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2015-05-14 |