AQUAVENTURE HOLDINGS LTD Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-04-30: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-04-24; Total offering amount $35,870,825.
- 2014-06-18: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-06-06; Total offering amount Indefinite.
- 2010-07-07: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-06-22; Total offering amount $30,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-04-30 | Rule 506(b) | Equity | 2015-04-24 | $35,870,825 | $30,000,000 | $5,870,825 | 7 |
| 2014-06-18 | Rule 506(b) | Equity | 2014-06-06 | Indefinite | $26,000,000 | Indefinite | 14 |
| 2010-07-07 | Rule 506 | Equity | 2010-06-22 | $30,000,000 | $16,912,960 | $13,087,040 | 25 |