APPROACH RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-13: Reporting owner Manoushagian Ralph P.; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-13: Reporting owner Craft J. Ross; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-13: Reporting owner Smart Steven P.; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-11-13: Reporting owner Reed Glenn Wilson; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-13 | Manoushagian Ralph P. Officer (EVP - Land) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,845 0 owned after | $3.33 exercise price | 2012-03-14 | |
| 2012-03-13 | Craft J. Ross Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −152,892 0 owned after | $3.33 exercise price | 2012-03-14 | |
| 2012-03-13 | Smart Steven P. Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,845 0 owned after | $3.33 exercise price | 2012-03-14 | |
| 2008-11-13 | Reed Glenn Wilson Officer (Exec VP of Eng & Ops) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,307 0 owned after | $3.33 exercise price | 2008-11-17 | |
| 2008-11-13 | REED GLENN W Officer (Exec VP of Eng & Ops) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,307 0 owned after | $3.33 exercise price | 2008-11-13 | |
| 2008-11-11 | Reed Glenn Wilson Officer (Exec VP of Eng & Ops) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,307 17,307 owned after | $3.33 exercise price | 2008-11-17 | |
| 2008-11-11 | REED GLENN W Officer (Exec VP of Eng & Ops) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,307 17,307 owned after | $3.33 exercise price | 2008-11-13 | |
| 2007-11-07 holding as of filing | Scott James S. Officer (Vice President - Geology) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.33 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Manoushagian Ralph P. Officer (SVP - Land) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.33 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Reed Glenn Wilson Officer (SVP - Operations) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.33 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Smart Steven P. Officer (EVP, CFO and Treasurer) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.33 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Craft J. Ross Director, Officer (President & CEO) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.33 exercise price | 2007-11-07 |