APPLIED UV, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-03-04: Reporting owner Munn Max; Form 5; Security Non-Qualified Stock Option (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-03-04 | Munn Max Director, Officer (Acting Chief Executive Officer) | 5 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +240,983 309,835 owned after | $7.80 exercise price | 2022-02-14 |