Applied Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2024-03-13: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2024-02-27; Total offering amount $99,997,998.
- 2023-05-05: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2023-04-23; Total offering amount $30,000,002.
- 2018-11-19: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2018-11-05; Total offering amount $56,584,093.
- 2018-02-20: Federal exemption Rule 506(b); Types of securities offered Debt; SecurityToBeAcquired; Date of first sale 2018-02-08; Total offering amount $6,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2024-03-13 | Rule 506(b) | Equity; OptionToAcquire | 2024-02-27 | $99,997,998 | $99,997,998 | $0 | 31 |
| 2023-05-05 | Rule 506(b) | Equity; OptionToAcquire | 2023-04-23 | $30,000,002 | $30,000,002 | $0 | 19 |
| 2018-11-19 | Rule 506(b) | Equity; OptionToAcquire | 2018-11-05 | $56,584,093 | $27,158,092 | $29,426,001 | 37 |
| 2018-02-20 | Rule 506(b) | Debt; SecurityToBeAcquired | 2018-02-08 | $6,000,000 | $6,000,000 | $0 | 23 |