APPLIED GENETIC TECHNOLOGIES CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-11-29: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-11-15; Total offering amount $37,530,000.
- 2009-07-16: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2003-11-25; Total offering amount $38,799,998.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-11-29 | Rule 506 | Equity | 2012-11-15 | $37,530,000 | $8,579,358 | $28,950,642 | 9 |
| 2009-07-16 D/A | Rule 506 | Equity | 2003-11-25 | $38,799,998 | $33,549,998 | $5,250,000 | 11 |