APIGEE CORPORATION Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 161 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-04-29: Reporting owner Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP; Form 4/A; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-04-29: Reporting owner Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP; Form 4/A; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-04-29: Reporting owner Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP; Form 4/A; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-04-29: Reporting owner Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP; Form 4/A; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −719,441 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −492,945 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −936,231 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −570,623 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series E Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −578,462 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series F Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −468,039 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series G Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −503,059 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series H Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −329,172 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −124,283 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −85,156 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −161,733 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −103,472 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series E Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −104,894 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series F Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −82,113 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series G Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −88,320 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series H Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −58,088 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Howard Matthew D. | Norwest Venture Partners IX, LP | NORWEST VENTURE PARTNERS VIII LP | Crowe Jeffrey | Norwest Venture Partners XI, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series G Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −423,812 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −719,441 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −492,945 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −936,231 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −570,623 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −578,462 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −468,039 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −503,059 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −329,172 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −124,283 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −85,156 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −161,733 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −103,472 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −104,894 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −82,113 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −88,320 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −58,088 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | HAQUE PROMOD Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −423,812 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −719,441 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −492,945 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −936,231 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −570,623 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −578,462 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −468,039 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −503,059 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −329,172 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −124,283 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −85,156 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −161,733 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −103,472 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −104,894 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −82,113 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −88,320 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −58,088 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VIII LP | Howard Matthew D. | Crowe Jeffrey | Norwest Venture Partners IX, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −423,812 0 owned after | $0.00 | 2015-05-01 | |
| 2015-04-29 | Third Point LLC | Loeb Daniel S 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,596,856 0 owned after | $0.00 | 2015-04-30 | |
| 2015-04-29 | Third Point LLC | Loeb Daniel S 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −319,211 0 owned after | $0.00 | 2015-04-30 | |
| 2015-04-29 | Third Point LLC | Loeb Daniel S 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −292,276 0 owned after | $0.00 | 2015-04-30 | |
| 2015-04-29 | Third Point LLC | Loeb Daniel S 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −266,893 0 owned after | $0.00 | 2015-04-30 | |
| 2015-04-29 | Third Point LLC | Loeb Daniel S 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −264,562 0 owned after | $0.00 | 2015-04-30 | |
| 2015-04-29 | Third Point LLC | Loeb Daniel S 10% Owner | 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −122,291 0 owned after | $0.00 | 2015-04-30 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,039,249 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −57,583 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −769,704 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −42,647 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −813,754 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −45,088 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −502,968 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −27,868 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −422,540 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −23,412 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −428,827 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −23,760 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −189,245 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,485 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −46,866 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,596 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,039,249 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −57,583 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −769,704 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −42,647 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −813,754 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −45,088 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −502,968 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −27,868 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −422,540 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −23,412 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −428,827 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −23,760 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −189,245 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,485 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −46,866 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-29 | DEMPSEY NEAL Director, 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,596 0 owned after | no price filed | 2015-04-29 | |
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series G Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series H Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 | ||
| 2015-04-23 holding as of filing | HAQUE PROMOD Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2015-04-23 |