Apexigen, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-11: Reporting owner GLAZER CAPITAL, LLC | GLAZER PAUL J; Form 4; Security Units; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | GLAZER CAPITAL, LLC | GLAZER PAUL J 10% Owner | 10% Owner | 4 | Units Non-derivative · Indirect · See Footnote 1. | S Open market or private sale of non-derivative or derivative security | −400,000 225,000 owned after | $11.31 | 2021-02-16 |