ANNEC GREEN REFRACTORIES CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-18: Reporting owner Li Fuchao; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-02-22: Reporting owner Li Fu Chao; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-18 | Li Fuchao Director, Officer (Chairman), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote 3 | C Conversion of derivative security | −14,824 0 owned after | no price filed | 2011-04-20 | |
| 2011-02-22 holding as of filing | Li Fu Chao Director, Officer (Chairman), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 1 | Holding | no price filed | 2011-02-22 |