ANNAPOLIS BANCORP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows, 80 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-06: Reporting owner KENDRICK ROBERT E III; Form 4; Security Stock option - (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2013-04-06: Reporting owner CULP CLYDE E III; Form 4; Security Stock option - (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2013-02-27: Reporting owner FAISON MARGARET THEISS; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-01-28: Reporting owner CULP CLYDE E III; Form 4; Security Stock option - (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-06 | KENDRICK ROBERT E III Other (Senior VP of Subsidiary Bank) | 4 | Stock option - (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,931 0 owned after | $8.77 exercise price | 2013-04-08 | |
| 2013-04-06 | CULP CLYDE E III Director | 4 | Stock option - (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,888 0 owned after | $9.30 exercise price | 2013-04-08 | |
| 2013-02-27 | FAISON MARGARET THEISS Other (SVP of Subsidiary Bank) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,931 0 owned after | $8.77 exercise price | 2013-02-28 | |
| 2013-01-28 holding as of filing | CULP CLYDE E III Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2013-01-28 | |
| 2012-11-29 | LERNER RICHARD M Director, Officer (Chairman & CEO) | 4 | Stock option - (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 0 owned after | $4.14 exercise price | 2012-11-29 | |
| 2012-01-31 holding as of filing | CULP CLYDE E III Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | SOLOMON CLIFFORD T Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2012-01-31 | |
| 2011-08-30 holding as of filing | MUELLER LORI J Other (Officer of Subsidiary Bank(1)) | 4 | Stock option (right-to-buy) Derivative · Direct | Holding | 3,554 owned after | $3.27 exercise price | 2011-08-30 | |
| 2011-02-09 holding as of filing | MUELLER LORI J Other (Officer of Subsidiary Bank) | 4 | Stock option (right-to-buy) Derivative · Direct | Holding | 3,554 owned after | $3.27 exercise price | 2011-02-09 | |
| 2011-02-01 holding as of filing | SOLOMON CLIFFORD T Director | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2011-02-01 | |
| 2011-02-01 holding as of filing | CULP CLYDE E III Director | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2011-02-01 | |
| 2011-01-14 holding as of filing | MUELLER LORI J Other (Officer of Subsidiary Bank) | 4 | Stock option (right-to-buy) Derivative · Direct | Holding | 3,554 owned after | $3.27 exercise price | 2011-01-14 | |
| 2011-01-13 | MUELLER LORI J Other (Officer of Subsidiary Bank) | 4 | Stock option (right-to-buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,333 0 owned after | $2.64 exercise price | 2011-01-14 | |
| 2010-08-24 holding as of filing | MUELLER LORI J Other (Officer of Subsidiary Bank) | 4 | Stock option (right-to-buy) Derivative · Direct | Holding | 5,333 owned after | $2.64 exercise price | 2010-08-24 | |
| 2010-08-24 holding as of filing | MUELLER LORI J Other (Officer of Subsidiary Bank) | 4 | Stock option (right-to-buy) Derivative · Direct | Holding | 3,554 owned after | $3.27 exercise price | 2010-08-24 | |
| 2010-03-02 holding as of filing | LERNER RICHARD M Director, Officer (Chairman & CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 33,333 owned after | $4.14 exercise price | 2010-03-02 | |
| 2010-03-01 | LERNER RICHARD M Director, Officer (Chairman & CEO) | 4 | Stock option - (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,888 0 owned after | $2.42 exercise price | 2010-03-02 | |
| 2010-03-01 | LERNER LAWRENCE E Director, 10% Owner | 4 | Stock option - (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,888 0 owned after | $2.42 exercise price | 2010-03-02 | |
| 2010-01-26 holding as of filing | KLOS STANLEY J JR Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2010-01-26 | |
| 2010-01-26 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2010-01-26 | |
| 2010-01-26 holding as of filing | LERNER LAWRENCE E Director, 10% Owner | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2010-01-26 | |
| 2010-01-26 holding as of filing | HEIM F CARTER Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2010-01-26 | |
| 2010-01-26 holding as of filing | SFAKIYANUDIS ERMIS Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2010-01-26 | |
| 2010-01-26 holding as of filing | SOLOMON CLIFFORD T Director | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2010-01-26 | |
| 2010-01-26 holding as of filing | CULP CLYDE E III Other (Director of subsidiary bank) | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2010-01-26 | |
| 2009-06-01 holding as of filing | FAISON MARGARET THEISS Officer (SVP and Controller) | 4/A | Stock Option (right to buy) Derivative · Direct | Holding | 7,931 owned after | $8.77 exercise price | 2009-06-01 | |
| 2009-05-29 holding as of filing | FAISON MARGARET THEISS Other (Senior VP of Subsidiary Bank) | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 7,931 owned after | $8.77 exercise price | 2009-05-29 | |
| 2009-05-28 | FAISON MARGARET THEISS Officer (SVP and Controller) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,777 0 owned after | $2.64 exercise price | 2009-06-01 | |
| 2009-02-24 holding as of filing | LERNER RICHARD M Director, Officer (Chairman & CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | LERNER RICHARD M Director, Officer (Chairman & CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 33,333 owned after | $4.14 exercise price | 2009-02-24 | |
| 2009-01-27 holding as of filing | SOLOMON CLIFFORD T Director | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2009-01-27 | |
| 2009-01-27 holding as of filing | SFAKIYANUDIS ERMIS Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2009-01-27 | |
| 2009-01-27 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2009-01-27 | |
| 2009-01-27 holding as of filing | LERNER LAWRENCE E Director, 10% Owner | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2009-01-27 | |
| 2009-01-27 holding as of filing | KLOS STANLEY J JR Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2009-01-27 | |
| 2009-01-27 holding as of filing | HEIM F CARTER Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2009-01-27 | |
| 2009-01-27 holding as of filing | CULP CLYDE E III Director | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2009-01-27 | |
| 2008-08-19 holding as of filing | FAISON MARGARET THEISS | 4 | Stock option (right to buy) Derivative · Direct | Holding | 7,931 owned after | $8.77 exercise price | 2008-08-19 | |
| 2008-08-18 | FAISON MARGARET THEISS | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 7,777 owned after | $2.64 exercise price | 2008-08-19 | |
| 2008-08-18 | FAISON MARGARET THEISS | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 0 owned after | $2.75 exercise price | 2008-08-19 | |
| 2008-05-20 holding as of filing | MUELLER LORI J Other (Officer of Subsidiary Bank) | 3 | Stock option (right-to-buy) Derivative · Direct | Holding | $2.64 exercise price | 2008-05-20 | ||
| 2008-05-20 holding as of filing | MUELLER LORI J Other (Officer of Subsidiary Bank) | 3 | Stock option (right-to-buy) Derivative · Direct | Holding | $3.27 exercise price | 2008-05-20 | ||
| 2008-01-23 holding as of filing | SOLOMON CLIFFORD T Director | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2008-01-23 | |
| 2008-01-23 holding as of filing | CULP CLYDE E III Other (Director of Subsidiary Bank(1)) | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2008-01-23 | |
| 2008-01-23 holding as of filing | SFAKIYANUDIS ERMIS Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2008-01-23 | |
| 2008-01-23 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2008-01-23 | |
| 2008-01-23 holding as of filing | LERNER LAWRENCE E Director, 10% Owner | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2008-01-23 | |
| 2008-01-23 holding as of filing | KLOS STANLEY J JR Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2008-01-23 | |
| 2008-01-23 holding as of filing | HEIM F CARTER Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2008-01-23 | |
| 2007-08-22 holding as of filing | LERNER LAWRENCE E Director, 10% Owner | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-08-22 | |
| 2007-08-14 holding as of filing | LERNER RICHARD M Director, Officer (President and CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-08-14 | |
| 2007-08-14 holding as of filing | LERNER RICHARD M Director, Officer (President and CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 33,333 owned after | $4.14 exercise price | 2007-08-14 | |
| 2007-05-31 holding as of filing | LERNER RICHARD M Director, Officer (President and CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | LERNER RICHARD M Director, Officer (President and CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 33,333 owned after | $4.14 exercise price | 2007-05-31 | |
| 2007-05-24 holding as of filing | LERNER RICHARD M Director, Officer (President and CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-05-24 | |
| 2007-05-24 holding as of filing | LERNER RICHARD M Director, Officer (President and CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 33,333 owned after | $4.14 exercise price | 2007-05-24 | |
| 2007-05-22 holding as of filing | KENDRICK ROBERT E III Other (Senior VP of Subsidiary Bank) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 17,777 owned after | $2.64 exercise price | 2007-05-22 | |
| 2007-05-22 holding as of filing | KENDRICK ROBERT E III Other (Senior VP of Subsidiary Bank) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 13,333 owned after | $2.69 exercise price | 2007-05-22 | |
| 2007-05-22 holding as of filing | FAISON MARGARET THEISS | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 17,777 owned after | $2.64 exercise price | 2007-05-22 | |
| 2007-05-22 holding as of filing | FAISON MARGARET THEISS | 4 | Stock Option - (right to buy) Derivative · Direct | Holding | 13,333 owned after | $2.75 exercise price | 2007-05-22 | |
| 2007-05-18 | KENDRICK ROBERT E III Other (Senior VP of Subsidiary Bank) | 4 | Stock option - (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,931 7,931 owned after | $8.77 | 2007-05-22 | |
| 2007-05-18 | FAISON MARGARET THEISS | 4 | Stock Option - (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,931 7,931 owned after | $8.77 | 2007-05-22 | |
| 2007-05-11 holding as of filing | LERNER RICHARD M Director, Officer (President & CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-05-11 | |
| 2007-05-11 holding as of filing | LERNER RICHARD M Director, Officer (President & CEO) | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 33,333 owned after | $4.14 exercise price | 2007-05-11 | |
| 2007-02-28 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-02-28 | |
| 2007-02-27 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-02-27 | |
| 2007-02-26 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-02-26 | |
| 2007-02-23 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-02-23 | |
| 2007-02-22 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-02-22 | |
| 2007-02-15 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-02-15 | |
| 2007-02-13 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-02-13 | |
| 2007-01-23 holding as of filing | CULP CLYDE E III Other (Director of Subsidiary Bank) | 4 | Stock option - right to buy Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2007-01-23 | |
| 2007-01-22 holding as of filing | SOLOMON CLIFFORD T Director | 4 | Stock option - right to buy Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | SFAKIYANUDIS ERMIS Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | LOWELL NANCY Director | 4 | Stock option - right to buy Derivative · Direct | Holding | 8,888 owned after | $9.30 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | LERNER LAWRENCE E Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | KLOS STANLEY J JR Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | HEIM F CARTER Director | 4 | Stock option - (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2007-01-22 | |
| 2006-05-26 holding as of filing | SCHWARTZ LAWRENCE W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 8,888 owned after | $2.42 exercise price | 2006-05-26 |