ANN INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-17: Reporting owner Beauchamp Christine; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-17: Reporting owner Beauchamp Christine; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-17: Reporting owner Beauchamp Christine; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-08: Reporting owner CANTRELL WESLEY E; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-17 | Beauchamp Christine Officer (President, AnnTaylor Stores) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | $2.82 exercise price | 2010-12-21 | |
| 2010-12-17 | Beauchamp Christine Officer (President, AnnTaylor Stores) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 33,334 owned after | $7.32 exercise price | 2010-12-21 | |
| 2010-12-17 | Beauchamp Christine Officer (President, AnnTaylor Stores) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 33,334 owned after | $14.08 exercise price | 2010-12-21 | |
| 2008-09-08 | CANTRELL WESLEY E Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,875 0 owned after | $14.83 exercise price | 2008-09-10 | |
| 2008-09-08 | CANTRELL WESLEY E Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,500 0 owned after | $11.06 exercise price | 2008-09-10 | |
| 2008-05-30 | HOVSEPIAN RONALD W Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,375 0 owned after | $9.50 exercise price | 2008-06-03 | |
| 2008-05-30 | CANTRELL WESLEY E Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,000 4,875 owned after | $14.83 exercise price | 2008-06-03 | |
| 2008-03-19 | CANTRELL WESLEY E Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,000 10,875 owned after | $14.83 exercise price | 2008-03-20 | |
| 2008-03-12 | Nicholson Michael J Officer (EVP & Chief Financial Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $23.92 exercise price | 2008-03-14 | |
| 2007-09-17 | Nicholson Michael J Officer (EVP & Chief Financial Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $32.36 exercise price | 2007-09-18 | |
| 2006-06-07 | Reis Dominick J Officer (Vice President & Controller) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −637 638 owned after | $30.12 exercise price | 2006-06-09 | |
| 2006-03-17 | SMITH JAMES M Officer (EVP/Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,750 11,250 owned after | $25.58 exercise price | 2006-03-20 | |
| 2006-03-14 | SMITH JAMES M Officer (EVP/Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,250 0 owned after | $16.87 exercise price | 2006-03-16 | |
| 2006-03-13 | SMITH JAMES M Officer (EVP/Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $19.67 exercise price | 2006-03-14 | |
| 2006-03-13 | SMITH JAMES M Officer (EVP/Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 0 owned after | $10.64 exercise price | 2006-03-14 | |
| 2006-03-13 | SMITH JAMES M Officer (EVP/Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,312 8,438 owned after | $12.71 exercise price | 2006-03-14 | |
| 2006-03-13 | SMITH JAMES M Officer (EVP/Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 11,250 owned after | $30.12 exercise price | 2006-03-14 |