ANGIOGENEX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-09-02: Reporting owner Murray Martin; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-09-02: Reporting owner Strage Michael M; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-09-02: Reporting owner Dickey Robert IV; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-09-02: Reporting owner ARONSTEIN MICHAEL; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-09-02 | Murray Martin Director, Officer (Secretary, Treasurer, CFO) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 125,000 owned after | $0.13 | 2022-02-17 | |
| 2021-09-02 | Strage Michael M Director, Officer (Vice President), 10% Owner | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 1,333,333 owned after | $0.13 | 2022-02-16 | |
| 2021-09-02 | Dickey Robert IV | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 850,000 owned after | $0.13 | 2022-02-16 | |
| 2021-09-02 | ARONSTEIN MICHAEL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 5,000,000 owned after | $0.13 | 2022-02-15 | |
| 2020-07-13 holding as of filing | Dickey Robert IV | 3 | Common Shares Stock Options Derivative · Direct | Holding | $0.15 exercise price | 2020-07-13 | ||
| 2020-07-13 holding as of filing | Dickey Robert IV | 3 | Common Shares Stock Options Derivative · Direct | Holding | $0.15 exercise price | 2020-07-13 | ||
| 2020-07-13 holding as of filing | Dickey Robert IV | 3 | Common Shares Stock Options Derivative · Direct | Holding | $0.15 exercise price | 2020-07-13 | ||
| 2019-01-15 | Murray Martin Director, Officer (Secretary, Treasurer, CFO) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.35 | 2022-02-17 | |
| 2019-01-15 | Strage Michael M Director, Officer (Vice President), 10% Owner | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 1,083,333 owned after | $0.35 | 2022-02-16 | |
| 2019-01-15 | ARONSTEIN MICHAEL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.04 | 2022-02-15 | |
| 2009-07-09 | Garland William A Director, Officer (CEO, COO) | 5 | Non-Statutory Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,300,000 2,770,000 owned after | $0.05 exercise price | 2010-01-08 | |
| 2009-07-09 | Salvador Richard Director, Officer (President) | 5 | Non-Statutory Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,457,876 owned after | $0.05 exercise price | 2010-01-08 | |
| 2009-07-09 | Murray Martin Director, Officer (SECRETARY, TREASURER, CFO) | 5 | Non-Statutory Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 210,000 owned after | $0.05 exercise price | 2010-01-08 | |
| 2009-07-09 | Strage Michael M Director, Officer (Vice President), 10% Owner | 5 | Non-Statutory Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,602,625 owned after | $0.05 exercise price | 2010-01-08 | |
| 2008-09-18 holding as of filing | Garland William A Director, Officer (CEO) | 3 | Non-Statutory Stock Option (right to purchase) Derivative · Direct | Holding | $3.00 exercise price | 2008-09-18 | ||
| 2008-09-18 holding as of filing | Garland William A Director, Officer (CEO) | 3 | Non-Statutory Stock Option (right to purchase) Derivative · Direct | Holding | $1.00 exercise price | 2008-09-18 | ||
| 2008-09-18 holding as of filing | Garland William A Director, Officer (CEO) | 3 | Non-Statutory Stock Option (right to purchase) Derivative · Direct | Holding | $0.01 exercise price | 2008-09-18 | ||
| 2008-02-14 holding as of filing | Strage Michael M Director, Officer (VP), 10% Owner | 3/A | Non-Statutory Stock Option Derivative · Direct | Holding | $1.65 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Strage Michael M Director, Officer (VP), 10% Owner | 3/A | Non-Statutory Stock Option Derivative · Direct | Holding | $1.10 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Strage Michael M Director, Officer (VP), 10% Owner | 3/A | Non-Statutory Stock Option Derivative · Direct | Holding | $0.01 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Murray Martin Director, Officer (CFO, Treasurer, Secretary) | 3/A | Non-Statutory Stock Option Derivative · Direct | Holding | $1.50 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Murray Martin Director, Officer (CFO, Treasurer, Secretary) | 3/A | Non-Statutory Stock Option Derivative · Direct | Holding | $1.00 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Murray Martin Director, Officer (CFO, Treasurer, Secretary) | 3/A | Non-Statutory Stock Option Derivative · Direct | Holding | $0.01 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Salvador Richard Director, Officer (President, CEO), 10% Owner | 3/A | Non-Statutory Stock Option Derivative · Direct · (m) | Holding | $1.50 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Salvador Richard Director, Officer (President, CEO), 10% Owner | 3/A | Non-Statutory Stock Option Derivative · Direct · (m) | Holding | $1.00 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | Salvador Richard Director, Officer (President, CEO), 10% Owner | 3/A | Non-Statutory Stock Option Derivative · Direct · (m) | Holding | $0.01 exercise price | 2008-02-14 |