Angie's List, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-22: Reporting owner Chuang John H.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-11-22: Reporting owner Oesterle William Seelye; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-11-22: Reporting owner Kapner Steven M.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-11-22: Reporting owner Holt Michael M.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-22 | Chuang John H. Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By TRI Investments, LLC | C Conversion of derivative security | −238,964 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | Oesterle William Seelye Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,078 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | Kapner Steven M. Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By TRI Investments, LLC | C Conversion of derivative security | −238,964 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | Holt Michael M. Officer (Executive Vice President) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −24,785 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | Hicks Bowman Angela R. Officer (Chief Marketing Officer) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,991 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | BV Capital GP II, LLC | BV Capital Fund II-A, L.P. | BV Capital Fund II, L.P. | BV Capital Gmbh & Co Beteiligungs KG No. 1 Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BV Capital GMBH & Co Beteiligungs KG No. 1 | C Conversion of derivative security | −106,724 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | BV Capital GP II, LLC | BV Capital Fund II-A, L.P. | BV Capital Fund II, L.P. | BV Capital Gmbh & Co Beteiligungs KG No. 1 Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BV Capital Fund II, L.P. | C Conversion of derivative security | −81,345 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | BV Capital GP II, LLC | BV Capital Fund II-A, L.P. | BV Capital Fund II, L.P. | BV Capital Gmbh & Co Beteiligungs KG No. 1 Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BV Capital Fund II - A, L.P. | C Conversion of derivative security | −16,067 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | Brenton Scott A. Officer (Chief Operating Officer) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,584 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | Biddinger John W. Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,637 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | TRI Investments, LLC | TRI Ventures, Inc. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −238,964 0 owned after | no price filed | 2011-11-22 | |
| 2011-11-22 | Lee Roger H Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,122,342 0 owned after | $0.00 | 2011-11-22 | |
| 2011-11-22 | LAWLER KENNETH P | TABORS R DAVID | TOBIN SCOTT R | BROWN MICHAEL MAURICE | Battery Ventures VIII (AIV III), L.P. | Agrawal Neeraj | Battery Partners VIII (AIV III), LLC | DHALIWAL SUNIL | FRISBIE RICHARD D | CROTTY THOMAS J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,122,342 0 owned after | $0.00 | 2011-11-22 | |
| 2011-11-16 holding as of filing | BV Capital Gmbh & Co Beteiligungs KG No. 1 | BV Capital Management, LLC | BV Capital Fund II, L.P. | BV Capital GP II, LLC | BV Capital Fund II-A, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By BV Capital GMBH & Co Beteiligungs KG No. 1 | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | BV Capital Gmbh & Co Beteiligungs KG No. 1 | BV Capital Management, LLC | BV Capital Fund II, L.P. | BV Capital GP II, LLC | BV Capital Fund II-A, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By BV Capital Fund II, L.P. | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | BV Capital Gmbh & Co Beteiligungs KG No. 1 | BV Capital Management, LLC | BV Capital Fund II, L.P. | BV Capital GP II, LLC | BV Capital Fund II-A, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By BV Capital Fund II - A, L.P. | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | TRI Investments, LLC | TRI Ventures, Inc. 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Hicks Bowman Angela R. Officer (Chief Marketing Officer) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Chuang John H. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By TRI Investments, LLC | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Oesterle William Seelye Director, Officer (Chief Executive Officer) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Brenton Scott A. Officer (Chief Operating Officer) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Biddinger John W. Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Lee Roger H Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Holt Michael M. Officer (Executive Vice President) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | TOBIN SCOTT R | DHALIWAL SUNIL | BROWN MICHAEL MAURICE | TABORS R DAVID | CROTTY THOMAS J | Battery Partners VIII (AIV III), LLC | FRISBIE RICHARD D | Agrawal Neeraj | LAWLER KENNETH P | Battery Ventures VIII (AIV III), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Kapner Steven M. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By TRI Investments, LLC | Holding | no price filed | 2011-11-16 |