Andover National Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-05: Reporting owner COHEN PETER A; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2018-10-05: Reporting owner Schmerin Daniel E.; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2018-10-05: Reporting owner Piermont Jeffrey Charles; Form 3; Security Series A Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-05 holding as of filing | COHEN PETER A 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · By The Peter A. Cohen Revocable Trust | Holding | 2,500,000 owned after | no price filed | 2018-10-05 | |
| 2018-10-05 holding as of filing | Schmerin Daniel E. Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · By Windber National LLC | Holding | 2,500,000 owned after | no price filed | 2018-10-05 | |
| 2018-10-05 holding as of filing | Piermont Jeffrey Charles Director, Officer (COO, President and Secretary), 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 2,500,000 owned after | no price filed | 2018-10-05 |