ANCESTRY.COM INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-19: Reporting owner Hochhauser Howard; Form 4; Security Common Stock Option (right to buy); Transaction Holding.
- 2011-12-16: Reporting owner LAYTON THOMAS; Form 4; Security Common Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-15: Reporting owner Hochhauser Howard; Form 4; Security Common Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-22: Reporting owner Sullivan Timothy P; Form 4; Security Common Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-19 holding as of filing | Hochhauser Howard Officer (Chief Financial Officer) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 99,000 owned after | $7.36 exercise price | 2011-12-19 | |
| 2011-12-16 | LAYTON THOMAS Director | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,396 40,104 owned after | $13.50 exercise price | 2011-12-19 | |
| 2011-12-15 | Hochhauser Howard Officer (Chief Financial Officer) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 356,000 owned after | $5.50 exercise price | 2011-12-19 | |
| 2011-11-22 holding as of filing | Sullivan Timothy P Director, Officer (President and CEO) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 300,000 owned after | $39.34 exercise price | 2011-11-22 | |
| 2011-11-18 | Sullivan Timothy P Director, Officer (President and CEO) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,956 1,649,478 owned after | $4.60 exercise price | 2011-11-22 | |
| 2011-11-18 | Sullivan Timothy P Director, Officer (President and CEO) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,036 334,964 owned after | $5.40 exercise price | 2011-11-22 | |
| 2011-11-17 holding as of filing | Hochhauser Howard Officer (Chief Financial Officer) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 99,000 owned after | $7.36 exercise price | 2011-11-17 | |
| 2011-11-15 | Hochhauser Howard Officer (Chief Financial Officer) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 363,000 owned after | $5.50 exercise price | 2011-11-17 | |
| 2011-10-26 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 25,000 owned after | $7.36 exercise price | 2011-10-26 | |
| 2011-10-26 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 165,000 owned after | $20.91 exercise price | 2011-10-26 | |
| 2011-10-24 | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 93,202 owned after | $5.40 exercise price | 2011-10-26 | |
| 2011-08-10 holding as of filing | Goldberg David Bruce Director | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 87,500 owned after | $5.40 exercise price | 2011-08-10 | |
| 2011-06-15 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 25,000 owned after | $7.36 exercise price | 2011-06-15 | |
| 2011-06-15 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 165,000 owned after | $20.91 exercise price | 2011-06-15 | |
| 2011-06-14 | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 103,202 owned after | $5.40 exercise price | 2011-06-15 | |
| 2011-06-13 holding as of filing | Shoup Eric Officer (Senior Vice President, Product) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 125,000 owned after | $16.53 exercise price | 2011-06-13 | |
| 2011-05-18 holding as of filing | Sullivan Timothy P Director, Officer (President and CEO) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 372,000 owned after | $5.40 exercise price | 2011-05-18 | |
| 2011-05-17 | Sullivan Timothy P Director, Officer (President and CEO) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,479 1,736,434 owned after | $4.60 exercise price | 2011-05-18 | |
| 2011-05-16 | Sullivan Timothy P Director, Officer (President and CEO) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −226,087 1,773,913 owned after | $4.60 exercise price | 2011-05-18 | |
| 2011-05-16 | Sullivan Timothy P Director, Officer (President and CEO) | 4 | Common Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $39.34 exercise price | 2011-05-18 | |
| 2011-05-03 | Shoup Eric Officer (Senior Vice President, Product) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 95,000 owned after | $5.50 exercise price | 2011-06-13 | |
| 2011-04-19 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $4.60 exercise price | 2011-04-19 | |
| 2011-04-19 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $4.60 exercise price | 2011-04-19 | |
| 2011-04-19 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $5.40 exercise price | 2011-04-19 | |
| 2011-04-19 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 75,000 owned after | $5.40 exercise price | 2011-04-19 | |
| 2011-04-18 | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,000 188,000 owned after | $4.60 exercise price | 2011-04-19 | |
| 2011-04-05 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $4.60 exercise price | 2011-04-05 | |
| 2011-04-05 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $4.60 exercise price | 2011-04-05 | |
| 2011-04-05 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $5.40 exercise price | 2011-04-05 | |
| 2011-04-05 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 75,000 owned after | $5.40 exercise price | 2011-04-05 | |
| 2011-04-01 | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,000 246,000 owned after | $4.60 exercise price | 2011-04-05 | |
| 2011-03-17 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $4.60 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $4.60 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $5.40 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 75,000 owned after | $5.40 exercise price | 2011-03-17 | |
| 2011-03-16 | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,000 304,000 owned after | $4.60 exercise price | 2011-03-17 | |
| 2011-03-16 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 25,000 owned after | $7.36 exercise price | 2011-03-16 | |
| 2011-03-16 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 165,000 owned after | $20.91 exercise price | 2011-03-16 | |
| 2011-03-14 | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,297 153,202 owned after | $5.40 exercise price | 2011-03-16 | |
| 2011-03-11 | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,200 168,499 owned after | $5.40 exercise price | 2011-03-11 | |
| 2011-03-11 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 25,000 owned after | $7.36 exercise price | 2011-03-11 | |
| 2011-03-11 holding as of filing | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 165,000 owned after | $20.91 exercise price | 2011-03-11 | |
| 2011-03-10 | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 183,699 owned after | $5.40 exercise price | 2011-03-11 | |
| 2011-03-09 | Hanna Joshua John Inghram Officer (EVP & General Manager) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 203,699 owned after | $5.40 exercise price | 2011-03-11 | |
| 2011-03-08 holding as of filing | Shoup Eric Officer (Senior Vice President, Product) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 125,000 owned after | $16.53 exercise price | 2011-03-08 | |
| 2011-03-07 | Shoup Eric Officer (Senior Vice President, Product) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 115,000 owned after | $5.50 exercise price | 2011-03-08 | |
| 2011-03-03 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $4.60 exercise price | 2011-03-03 | |
| 2011-03-03 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $4.60 exercise price | 2011-03-03 | |
| 2011-03-03 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $5.40 exercise price | 2011-03-03 | |
| 2011-03-03 holding as of filing | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 75,000 owned after | $5.40 exercise price | 2011-03-03 | |
| 2011-03-01 | Schroepfer Michael Todd Director | 4 | Common Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $31.33 exercise price | 2011-03-03 | |
| 2011-03-01 | Stern William C Officer (Gen. Counsel and Corp. Sec.) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 145,000 owned after | $8.54 exercise price | 2011-03-03 | |
| 2011-03-01 | Rinn David H. Officer (Sr VP of Strategy & Corp. Dev.) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,000 352,000 owned after | $4.60 exercise price | 2011-03-03 | |
| 2011-02-16 holding as of filing | Hochhauser Howard Officer (Chief Financial Officer) | 4 | Common Stock Option (right to buy) Derivative · Direct | Holding | 99,000 owned after | $7.36 exercise price | 2011-02-16 | |
| 2011-02-15 | Hochhauser Howard Officer (Chief Financial Officer) | 4 | Common Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 370,000 owned after | $5.50 exercise price | 2011-02-16 |