AMTRUST FINANCIAL SERVICES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-07: Reporting owner KARFUNKEL GEORGE; Form 4; Security 7.625% Non-Cumulative Preferred Stock, Series C; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-11-07: Reporting owner KARFUNKEL GEORGE; Form 4; Security 7.50% Non-Cumulative Preferred Stock, Series D; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-11-07: Reporting owner KARFUNKEL GEORGE; Form 4; Security 6.95% Non-Cumulative Preferred Stock, Series F; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-10-28: Reporting owner KARFUNKEL GEORGE; Form 4; Security 7.75% Non-Cumulative Preferred Stock, Series E; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-07 | KARFUNKEL GEORGE Director, 10% Owner | 4 | 7.625% Non-Cumulative Preferred Stock, Series C Non-derivative · Indirect · By charitable foundation | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $25.40 | 2016-11-30 | |
| 2016-11-07 | KARFUNKEL GEORGE Director, 10% Owner | 4 | 7.50% Non-Cumulative Preferred Stock, Series D Non-derivative · Indirect · By charitable foundation | P Open market or private purchase of non-derivative or derivative security | +75,000 75,000 owned after | $25.30 | 2016-11-30 | |
| 2016-11-07 | KARFUNKEL GEORGE Director, 10% Owner | 4 | 6.95% Non-Cumulative Preferred Stock, Series F Non-derivative · Indirect · By charitable foundation | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $24.60 | 2016-11-30 | |
| 2016-10-28 | KARFUNKEL GEORGE Director, 10% Owner | 4 | 7.75% Non-Cumulative Preferred Stock, Series E Non-derivative · Indirect · By charitable foundation | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $25.80 | 2016-11-30 | |
| 2013-06-10 | DeCarlo Donald T Director | 4 | 6.75% Non-Cumulative Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $24.60 | 2013-06-10 | |
| 2013-06-03 | KARFUNKEL GEORGE Director, 10% Owner | 4 | 6.75% Non-Cumulative Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $25.00 | 2013-06-05 | |
| 2013-06-03 | Pipoly Ronald E Jr Officer (EVP, Chief Financial Officer) | 4 | 6.75% Non-Cumulative Preferred Stock, Series A Non-derivative · Indirect · By spouse | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $25.00 | 2013-06-04 | |
| 2013-06-03 | Pipoly Ronald E Jr Officer (EVP, Chief Financial Officer) | 4 | 6.75% Non-Cumulative Preferred Stock, Series A Non-derivative · Indirect · By spouse as custodian for children | P Open market or private purchase of non-derivative or derivative security | +600 600 owned after | $25.00 | 2013-06-04 |