AMERICAN SANDS ENERGY CORP. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-03-11: Federal exemption Rule 506(b); Securities Act Section 4(a)(5); Types of securities offered Equity; OptionToAcquire; Convertible Preferred & Warrants; Date of first sale 2013-10-28; Total offering amount $12,777,500.
- 2013-11-12: Federal exemption Rule 506(b); Securities Act Section 4(a)(5); Types of securities offered Equity; OptionToAcquire; Convertible Preferred & Warrants; Date of first sale 2013-10-28; Total offering amount $2,000,000.
- 2012-03-19: Federal exemption Rule 506; 46; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Common Stock & Warrants; Date of first sale 2012-03-16; Total offering amount $7,000,000.
- 2012-01-23: Federal exemption Rule 506; 46; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2011-05-24; Total offering amount $1,750,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-03-11 D/A | Rule 506(b); Securities Act Section 4(a)(5) | Equity; OptionToAcquire; Convertible Preferred & Warrants | 2013-10-28 | $12,777,500 | $3,530,418 | $9,247,082 | 39 |
| 2013-11-12 | Rule 506(b); Securities Act Section 4(a)(5) | Equity; OptionToAcquire; Convertible Preferred & Warrants | 2013-10-28 | $2,000,000 | $625,000 | $1,375,000 | 8 |
| 2012-03-19 | Rule 506; 46 | Equity; OptionToAcquire; SecurityToBeAcquired; Common Stock & Warrants | 2012-03-16 | $7,000,000 | $930,015 | $6,069,985 | 7 |
| 2012-01-23 D/A | Rule 506; 46 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-05-24 | $1,750,000 | $1,295,000 | $455,000 | 12 |
| 2011-06-13 | Rule 506; 46 | Equity; OptionToAcquire; SecurityToBeAcquired; Convertible Note for 1,071,407 Shares. | 2011-06-03 | $8,355,000 | $8,355,000 | $0 | 12 |
| 2011-05-25 | Rule 506; 46 | Debt; OptionToAcquire; SecurityToBeAcquired | Yet to occur | $1,750,000 | $0 | $1,750,000 | 0 |
| 2010-08-11 | Rule 506; 46 | Debt; Promissory Notes up to $30,000. | 2010-08-02 | $30,000 | $10,000 | $20,000 | 1 |