AMERICAN EAGLE ENERGY Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-12: Reporting owner Poignant Bruce; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-04: Reporting owner Peterson Laura Elizabeth; Form 3; Security Common Stock Purchase Option; Transaction Holding.
- 2013-12-13: Reporting owner WHYTE JAMES N; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-13: Reporting owner CALERICH ANDREW P; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-12 | Poignant Bruce Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.73 | 2014-12-17 | |
| 2014-11-04 holding as of filing | Peterson Laura Elizabeth Officer (CORPORATE SECRETARY) | 3 | Common Stock Purchase Option Derivative · Direct | Holding | $7.05 exercise price | 2014-11-04 | ||
| 2013-12-13 | WHYTE JAMES N Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 250,000 owned after | $2.17 | 2014-01-22 | |
| 2013-12-13 | CALERICH ANDREW P Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 400,000 owned after | $2.17 | 2014-01-22 | |
| 2013-12-13 | Anderson John David Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 403,833 owned after | $2.17 | 2014-01-22 | |
| 2013-12-13 | RUMLER PAUL E Director, Officer (Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 450,000 owned after | $2.17 | 2014-01-22 | |
| 2013-12-13 | FINDLEY RICHARD L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 677,663 owned after | $2.17 | 2014-01-22 | |
| 2013-12-13 | STINGLEY KIRK A Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 290,000 owned after | $2.17 | 2014-01-22 | |
| 2013-12-13 | LANTZ THOMAS GRANT Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 758,247 owned after | $2.17 | 2014-01-22 | |
| 2013-12-13 | COLBY Bradley Director, Officer (CEO/PRESIDENT) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,182,194 owned after | $2.17 | 2014-01-22 | |
| 2013-11-14 | WHYTE JAMES N Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.39 | 2013-11-18 | |
| 2012-11-30 | Anderson John David Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 253,833 owned after | $0.70 | 2012-12-04 | |
| 2012-11-30 | RUMLER PAUL E Director, Officer (Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 300,000 owned after | $0.70 | 2012-12-04 | |
| 2012-11-30 | LANTZ THOMAS GRANT Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 533,247 owned after | $0.70 | 2012-12-04 | |
| 2012-11-30 | FINDLEY RICHARD L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 627,663 owned after | $0.70 | 2012-12-04 | |
| 2012-11-30 | CALERICH ANDREW P Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 250,000 owned after | $0.70 | 2012-12-04 | |
| 2012-11-30 | STINGLEY KIRK A Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 200,000 owned after | $0.70 | 2012-12-04 | |
| 2012-11-30 | COLBY Bradley Director, Officer (CEO/PRESIDENT) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 882,194 owned after | $0.70 | 2012-12-04 | |
| 2012-04-17 holding as of filing | LANTZ THOMAS GRANT Officer (Chief Operating Officer) | 3/A | Common Stock Purchase Option Derivative · Direct | Holding | $0.74 exercise price | 2012-04-17 | ||
| 2012-04-17 holding as of filing | FINDLEY RICHARD L Director | 3/A | Common Stock Purchase Option Derivative · Direct | Holding | $0.74 exercise price | 2012-04-17 | ||
| 2012-03-22 | RUMLER PAUL E Director, Officer (Secretary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +153,834 0 owned after | $0.23 | 2012-03-26 | |
| 2012-02-21 | CALERICH ANDREW P Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.92 | 2012-02-21 | |
| 2012-01-03 holding as of filing | STINGLEY KIRK A Officer (CHIEF FINANCIAL OFFICER) | 3 | COMMON STOCK PURCHASE OPTION Derivative · Direct | Holding | $1.18 exercise price | 2012-01-03 | ||
| 2011-12-28 | Anderson John David Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 208,834 owned after | $1.18 | 2011-12-30 | |
| 2011-12-28 | RUMLER PAUL E Director, Officer (Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 408,838 owned after | $1.18 | 2011-12-30 | |
| 2011-12-23 holding as of filing | LANTZ THOMAS GRANT Director, Officer (Chief Operating Officer) | 3 | Common Stock Purchase Option Derivative · Direct | Holding | $0.74 exercise price | 2011-12-23 | ||
| 2011-12-22 holding as of filing | FINDLEY RICHARD L Director | 3 | Common stock purchase option Derivative · Direct | Holding | $0.74 exercise price | 2011-12-22 | ||
| 2010-12-30 | COLBY Bradley Director, Officer (CEO/PRESIDENT) | 4/A | Common Stock Purchase Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 657,194 owned after | $0.74 | 2012-04-17 | |
| 2010-12-30 | COLBY Bradley Director, Officer (CEO/PRESIDENT) | 4 | Common Stock purchase Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 658,067 owned after | $0.74 | 2011-12-22 | |
| 2009-10-30 | RUMLER PAUL E Director, Officer (Secretary) | 4/A | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +153,834 153,834 owned after | $0.23 | 2012-04-17 | |
| 2009-10-30 | COLBY Bradley Director, Officer (CEO/PRESIDENT) | 4/A | Common Stock Purchase Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 512,778 owned after | $0.23 | 2012-04-17 | |
| 2009-10-30 | Anderson John David Director | 4/A | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +153,834 153,834 owned after | $0.23 | 2012-04-17 | |
| 2009-10-30 | Anderson John David Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +158,834 158,834 owned after | $0.23 | 2011-12-30 | |
| 2009-10-30 | RUMLER PAUL E Director, Officer (Secretary) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +158,834 158,834 owned after | $0.23 | 2011-12-22 | |
| 2009-10-30 | COLBY Bradley Director, Officer (CEO/PRESIDENT) | 4 | Common Stock purchase Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 512,778 owned after | $0.23 | 2011-12-22 | |
| 2009-10-30 | Anderson John David Director | 4 | STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +692,250 692,250 owned after | $0.05 | 2009-11-04 | |
| 2009-10-30 | RUMLER PAUL E Director | 4 | STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +692,250 692,250 owned after | $0.05 | 2009-11-04 | |
| 2009-10-30 | STINGLEY KIRK A Officer (CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +923,500 923,500 owned after | $0.05 | 2009-11-04 | |
| 2009-10-30 | COLBY Bradley Director, Officer (CEO/PRESIDENT) | 4 | STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,307,500 2,307,500 owned after | $0.05 | 2009-11-04 | |
| 2009-10-14 | COLBY Bradley Director, Officer (CEO, President), 10% Owner | 4 | STOCK OPTION Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,443,800 0 owned after | $1.00 | 2009-10-16 | |
| 2009-10-14 | COLBY Bradley Director, Officer (CEO, President), 10% Owner | 4 | STOCK OPTION Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.17 | 2009-10-16 | |
| 2009-10-14 | Anderson John David Director | 4 | STOCK OPTIONS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $0.78 | 2009-10-15 | |
| 2009-10-14 | Anderson John David Director | 4 | STOCK OPTIONS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $0.25 | 2009-10-15 | |
| 2009-10-14 | RUMLER PAUL E Director | 4 | STOCK OPTIONS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $0.25 | 2009-10-15 | |
| 2009-10-14 | STINGLEY KIRK A Officer (Chief Financial Officer) | 4 | STOCK OPTION Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.18 | 2009-10-15 | |
| 2008-06-18 holding as of filing | STINGLEY KIRK A Officer (Chief Financial Officer) | 3 | Option Derivative · Direct | Holding | $0.18 exercise price | 2008-06-18 | ||
| 2007-10-05 holding as of filing | RUMLER PAUL E Director | 3 | Options Derivative · Direct | Holding | $0.25 exercise price | 2007-10-05 | ||
| 2006-02-27 | Anderson John David Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.00 exercise price | 2006-02-27 |