AMERICAN DEFENSE SYSTEMS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-22: Reporting owner WEST COAST ASSET MANAGEMENT INC | Lowe R Atticus | Helfert Lance W | WEST COAST OPPORTUNITY FUND LLC | Orfalea Paul J; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2009-06-08: Reporting owner Lowe R Atticus | WEST COAST ASSET MANAGEMENT INC | WEST COAST OPPORTUNITY FUND LLC | Helfert Lance W | Orfalea Paul J; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-22 | WEST COAST ASSET MANAGEMENT INC | Lowe R Atticus | Helfert Lance W | WEST COAST OPPORTUNITY FUND LLC | Orfalea Paul J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −14,025 0 owned after | $2.00 | 2011-04-01 | |
| 2009-06-08 | Lowe R Atticus | WEST COAST ASSET MANAGEMENT INC | WEST COAST OPPORTUNITY FUND LLC | Helfert Lance W | Orfalea Paul J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +14,025 10,518,750 owned after | $2.00 | 2009-06-15 |