AMBASSADORS GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-09: Reporting owner Gravelle Kristi J.; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-09: Reporting owner DOMBROWIK ANTHONY F; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-09: Reporting owner THOMAS JEFFREY D; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-09: Reporting owner THOMAS MARGARET M; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-09 | Gravelle Kristi J. Officer (VP Finance and Accounting) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,149 27,640 owned after | $4.52 exercise price | 2011-11-10 | |
| 2011-11-09 | DOMBROWIK ANTHONY F Officer (Sr VP, CFO, Secretary) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,310 61,756 owned after | $4.52 exercise price | 2011-11-10 | |
| 2011-11-09 | THOMAS JEFFREY D Director, Officer (President and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −99,010 1,365,148 owned after | $4.52 exercise price | 2011-11-10 | |
| 2011-11-09 | THOMAS MARGARET M Officer (Executive Vice President) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,703 1,365,148 owned after | $4.52 exercise price | 2011-11-10 | |
| 2011-09-14 | JOHNSON RAFER L Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 29,228 owned after | $6.00 exercise price | 2011-09-15 | |
| 2011-08-11 | Merchant Nilofer Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 2,725 owned after | $7.02 exercise price | 2011-08-12 | |
| 2011-08-10 holding as of filing | Merchant Nilofer Director | 3 | Stock Option Derivative · Direct | Holding | no price filed | 2011-08-10 | ||
| 2011-07-07 | BREN BRIGITTE M Other (Resigned as Director 5/12/11) | 4 | Stock Option(Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 11,503 owned after | $6.00 exercise price | 2011-07-11 | |
| 2011-05-12 | Rusin Thomas J. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 5,379 owned after | $10.00 exercise price | 2011-05-16 | |
| 2011-05-12 | UEBERROTH JOSEPH Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 21,228 owned after | $10.00 exercise price | 2011-05-16 | |
| 2011-05-12 | JOHNSON RAFER L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 34,228 owned after | $10.00 exercise price | 2011-05-16 | |
| 2011-05-12 | KALUSTIAN JAMES M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 12,040 owned after | $10.00 exercise price | 2011-05-16 | |
| 2011-05-12 | VALENCIA RICARDO Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 11,061 owned after | $10.00 exercise price | 2011-05-16 | |
| 2011-05-12 | BYRNE DANIEL G Director | 4 | Stock Option Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 14,228 owned after | $10.00 exercise price | 2011-05-16 |