ALTEVA, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-05-19: Reporting owner Albro Duane W; Form 4; Security Stock Appreciation Rights; Transaction Holding.
- 2008-03-28: Reporting owner Albro Duane W; Form 4; Security Stock Appreciation Rights; Transaction Holding.
- 2008-01-01: Reporting owner Trochiano William C; Form 4; Security Stock Appreciation Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-27: Reporting owner Albro Duane W; Form 4; Security Stock Appreciation Rights; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-05-19 holding as of filing | Albro Duane W Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $11.06 exercise price | 2008-05-19 | |
| 2008-03-28 holding as of filing | Albro Duane W Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $15.44 exercise price | 2008-03-28 | |
| 2008-01-01 | Trochiano William C Other (Senior VP-Network Operations) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $11.06 exercise price | 2008-01-03 | |
| 2007-12-27 holding as of filing | Albro Duane W Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $15.44 exercise price | 2007-12-27 | |
| 2007-12-26 holding as of filing | Volz Kenneth H Officer (VP, CFO & Treasurer) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 25,000 owned after | $15.44 exercise price | 2007-12-26 | |
| 2007-12-21 holding as of filing | Albro Duane W Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $15.44 exercise price | 2007-12-21 | |
| 2007-12-21 holding as of filing | Volz Kenneth H Officer (VP,CFO,Treasurer) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 25,000 owned after | $15.44 exercise price | 2007-12-21 | |
| 2007-06-04 | Volz Kenneth H Officer (VP,CFO,Treasurer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.44 exercise price | 2007-06-08 | |
| 2007-05-01 | Albro Duane W Officer (President & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $15.44 exercise price | 2007-05-02 |