ALST CASINO HOLDCO, LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-27: Reporting owner North LV HoldCo, LLC | Kim Soohyung | Standard General Gaming, LLC; Form 4; Security Common Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-11-18: Reporting owner North LV HoldCo, LLC | Kim Soohyung | Standard General Gaming, LLC; Form 4; Security Common Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-05-19: Reporting owner Kim Soohyung | North LV HoldCo, LLC | Standard General Gaming, LLC; Form 4; Security Common Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-07-31: Reporting owner ALST Casino Voteco I, LLC | LANDAU ELLIS | North LV Holdco II LLC; Form 3; Security Common Units, no par value; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-27 | North LV HoldCo, LLC | Kim Soohyung | Standard General Gaming, LLC Director, Officer (See Remarks), 10% Owner | Director, Officer (See Footnote 3), 10% Owner | Director, Officer (See Footnote 3), 10% Owner | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −136,807 0 owned after | $771.14 | 2016-09-28 | |
| 2014-11-18 | North LV HoldCo, LLC | Kim Soohyung | Standard General Gaming, LLC Director, Officer (See Remarks), 10% Owner | Director, Officer (See Footnote 3), 10% Owner | Director, Officer (See Footnote 3), 10% Owner | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,947 136,807 owned after | $106.00 | 2014-11-20 | |
| 2014-05-19 | Kim Soohyung | North LV HoldCo, LLC | Standard General Gaming, LLC 10% Owner | Director, Officer (See Remarks), 10% Owner | 10% Owner | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,032 133,860 owned after | $113.00 | 2014-05-21 | |
| 2012-07-31 holding as of filing | ALST Casino Voteco I, LLC | LANDAU ELLIS | North LV Holdco II LLC 10% Owner | 10% Owner | 10% Owner | 3 | Common Units, no par value Non-derivative · Direct | Holding | 85,086 owned after | no price filed | 2012-07-31 | |
| 2012-07-31 holding as of filing | ALST Casino Voteco II, LLC | LANDAU ELLIS | North LV Holdco III LLC 10% Owner | 10% Owner | 10% Owner | 3 | Common Units, no par value Non-derivative · Direct | Holding | 85,086 owned after | no price filed | 2012-07-31 | |
| 2012-07-13 | LANDAU ELLIS Director, Officer (President and Treasurer) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 45 owned after | no price filed | 2012-07-16 | |
| 2012-07-13 | DAVIS EUGENE I Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34 34 owned after | no price filed | 2012-07-16 | |
| 2012-05-13 | DAVIS EUGENE I Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56 56 owned after | no price filed | 2012-05-14 | |
| 2012-05-09 | LANDAU ELLIS Director, Officer (President and Treasurer) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75 75 owned after | no price filed | 2012-05-09 | |
| 2012-03-08 holding as of filing | LANDAU ELLIS Director, Officer (President and Treasurer) | 3 | Common Units Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-03-08 | |
| 2012-03-08 holding as of filing | LANDAU ELLIS Director, Officer (President and Treasurer) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2012-03-08 | ||
| 2012-03-08 holding as of filing | DAVIS EUGENE I Director | 3 | Common Units Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-03-08 | |
| 2012-03-08 holding as of filing | DAVIS EUGENE I Director | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2012-03-08 | ||
| 2012-03-02 holding as of filing | Singer Nicholas J | Kim Soohyung | North LV HoldCo, LLC | Standard General Gaming, LLC Director, Officer (See Footnote 3), 10% Owner | Director, Officer (See Footnote 3), 10% Owner | Director, Officer (See Remarks), 10% Owner | Director, Officer (See Footnote 3), 10% Owner | 3 | Common Units Non-derivative · Direct | Holding | 123,828 owned after | no price filed | 2012-03-02 | |
| 2012-02-15 holding as of filing | COULTER JAMES G | TPG ALST VoteCo, L.L.C. | BONDERMAN DAVID 10% Owner | 10% Owner | 10% Owner | 3 | Common Units, no par value Non-derivative · Indirect · See Explanation of Responses (1) and (2) | Holding | 85,086 owned after | no price filed | 2012-02-15 | |
| 2012-02-14 holding as of filing | Apollo ALST Voteco, LLC | Apollo ALST Holdco, LLC 10% Owner | 10% Owner | 3 | Common Units Non-derivative · Indirect · See footnote | Holding | 85,086 owned after | no price filed | 2012-02-14 | |
| 2011-12-06 | DAVIS EUGENE I Director | 4/A | Incentive Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250 250 owned after | $0.00 | 2012-06-19 | |
| 2011-12-06 | LANDAU ELLIS Director, Officer (President and Treasurer) | 4 | Incentive Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $0.00 | 2012-03-08 | |
| 2011-12-06 | DAVIS EUGENE I Director | 4 | Incentive Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $0.00 | 2012-03-08 |