ALSERES PHARMACEUTICALS INC /DE Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-11-10: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-11-04; Total offering amount $1,000,000.
- 2009-08-21: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-03-19; Total offering amount $5,000,000.
- 2009-04-01: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-03-19; Total offering amount $1,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-11-10 | Rule 506 | Equity | 2009-11-04 | $1,000,000 | $1,000,000 | $0 | 1 |
| 2009-08-21 D/A | Rule 506 | Equity | 2009-03-19 | $5,000,000 | $3,900,000 | $1,100,000 | 1 |
| 2009-04-01 | Rule 506 | Equity | 2009-03-19 | $1,000,000 | $1,000,000 | $0 | 1 |