Alpha Natural Resources, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2012-12-10: Form 8-K; Period of report 2012-12-04; Description 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations; Details 1.04.
- 2012-11-20: Form 8-K; Period of report 2012-11-14; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2012-11-13: Form 8-K; Period of report 2012-11-13; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2012-11-02: Form 8-K; Period of report 2012-11-02; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2012-12-10 | 8-K | 2012-12-04 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On December 4, 2012, Rockspring Development, Inc. (“Rockspring”), a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order issued by the Mine Safety and Health Administration (“MSHA”) under section 107(a) of the Federal Mine Safety and Health Act of 1977 (the “Mine Act”) to the Camp Creek Processing Plant (the “Plant”), located near East Lynn, West Virginia. | anr8k12042012.htm |
| 2012-11-20 | 8-K | 2012-11-14 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure set forth under Item 1.01 above is incorporated herein by reference. | anr8-k11x20x2012.htm |
| 2012-11-13 | 8-K | 2012-11-13 | 7.01 Regulation FD Disclosure | 7.01 On November 13, 2012, management of Alpha Natural Resources, Inc. (“Alpha”) will participate in the Dahlman Rose Metals, Mining and Materials Conference. | a8-kforinvestorpresentation.htm |
| 2012-11-02 | 8-K | 2012-11-02 | 2.02 Results of Operations and Financial Condition | 2.02 On November 2, 2012, Alpha Natural Resources, Inc. issued a press release announcing earnings and other financial results for its fiscal quarter ended September 30, 2012 and that management would review these results in an investment community conference call at 10:00 AM Eastern (7:00 AM Pacific) time that same day. | form8-kearningsrelease.htm |
| 2012-10-26 | 8-K | 2012-10-26 | 8.01 Other Events | 8.01 On October 26, 2012, Alpha Natural Resources, Inc. issued a press release announcing the results of its cash tender offer at the final expiration date for up to $350 million of Alpha Appalachia Holdings, Inc.’s (formerly Massey Energy Company's) outstanding 3.250% Convertible Senior Notes due 2015. | a8-kforpressreleases.htm |
| 2012-10-12 | 8-K | 2012-10-12 | 8.01 Other Events | 8.01 On October 12, 2012, Alpha issued a press release announcing the results of its cash tender offer at the early expiration date for up to $350 million of Alpha Appalachia Holdings, Inc.’s outstanding 3.250% Convertible Senior Notes due 2015. | a8-ktenderofferearlyexpira.htm |
| 2012-10-11 | 8-K | 2012-10-11 | 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders | 1.01 Entry into a Material Definitive Agreement. 3.03 The New Notes Indenture contains covenants that limit, among other things, Alpha’s ability to pay dividends on Alpha’s or its subsidiaries’ capital stock or repurchase its capital stock, subject to certain exceptions. | a8-kxclosing.htm |
| 2012-10-02 | 8-K | 2012-09-28 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On September 28, 2012, Alpha issued a press release announcing the pricing of its public offering of the Senior Notes. | d419118d8k.htm |
| 2012-09-27 | 8-K | 2012-09-27 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 On September 27, 2012, Alpha Natural Resources, Inc. (“Alpha”) reaffirmed its 2012 guidance, originally published in its August 8, 2012 earnings release, furnished on a Current Report on Form 8-K dated August 8, 2012. 8.01 On September 27, 2012, Alpha issued a press release announcing that it intends to offer approximately $500 million aggregate principal amount of its senior notes. | d417735d8k.htm |
| 2012-09-18 | 8-K | 2012-09-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 16, 2012, Randy L. McMillion, Executive Vice President-Business Excellence, of Alpha Natural Resources, Inc. (the “Company”) notified the Company of his intent to voluntarily retire from employment with the Company effective November 1, 2012 (the “Retirement Date”). | anr8-k91812rmcmillion.htm |
| 2012-09-18 | 8-K | 2012-09-18 | 8.01 Other Events | 8.01 On September 18, 2012, Alpha Natural Resources, Inc. issued a press release announcing certain changes to its operations. | anr8-kdraft_91812.htm |
| 2012-08-22 | 8-K | 2012-08-16 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On August 16, 2012, Sidney Coal Company, Inc., a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order issued by the Mine Safety and Health Administration (“MSHA”) under section 107(a) of the Federal Mine Safety and Health Act of 1977 alleging that an employee was observed in the red zone of a continuous miner in the Process Energy mine, located in Sidney, Kentucky. | anr8-k08x22x2012.htm |
| 2012-08-20 | 8-K | 2012-08-20 | 7.01 Regulation FD Disclosure | 7.01 During the week of August 20, 2012, management of Alpha Natural Resources, Inc. will participate in meetings with investors in several U.S. cities. | anr8k08202012.htm |
| 2012-08-16 | 8-K/A | 2012-08-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously disclosed in the Current Report on Form 8-K filed on August 6, 2012 by Alpha Natural Resources, Inc. (the “Company”), the Company’s Board of Directors (the “Board”) appointed L. Patrick Hassey to serve as a member of the Board effective August 1, 2012. | anr8ka08162012.htm |
| 2012-08-08 | 8-K | 2012-08-08 | 2.02 Results of Operations and Financial Condition | 2.02 On August 8, 2012, Alpha Natural Resources, Inc. issued a press release announcing earnings and other financial results for its fiscal quarter ended June 30, 2012 and that Management would review these results in an investment community conference call at 10:00 AM Eastern (7:00 AM Pacific) on Wednesday, August 8, 2012. | anr8k08082012.htm |
| 2012-08-06 | 8-K | 2012-07-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 31, 2012, the Board of Directors (the “Board”) of Alpha Natural Resources, Inc. (the “Company”) appointed L. Patrick Hassey to the Board, effective August 1, 2012. | anr8k08062012.htm |
| 2012-07-27 | 8-K | 2012-07-25 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On July 25, 2012, Alpha Coal West, Inc., a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order issued under section 107(a) of the Federal Mine Safety and Health Act of 1977 alleging that a portion of the highwall had failed in one area of the Eagle Butte Mine (the “Mine”), located near Gillette, Wyoming, requiring withdrawal of the miners from the affected area of the Mine to a perimeter established by berms. | anr8k07272012.htm |
| 2012-06-27 | 8-K | 2012-06-26 | 8.01 Other Events | anr8k06272012.htm | |
| 2012-06-08 | 8-K | 2012-06-08 | 8.01 Other Events | 8.01 On June 8, 2012, Alpha Natural Resources, Inc. issued a press release announcing plans to modify coal production at several of its mines. | anr8k06082012.htm |
| 2012-05-29 | 8-K | 2012-05-22 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On May 22, 2012, Mill Branch Coal Corporation, a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act alleging that a hooving bottom in one area of the Low Splint A Mine (the “Mine”), located near Appalachia, Virginia, would adversely affect the miners’ safety and health, and requiring withdrawal of the miners from the affected area of the Mine. | anr8k05292012.htm |
| 2012-05-24 | 8-K | 2012-05-18 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On May 18, 2012, Spartan Mining Company, a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act alleging that smoke was encountered in the Road Fork #51 Mine (the “Mine”), located near Pineville, WV, and requiring withdrawal of the miners, except certified foremen necessary to locate the source of the smoke. | anr8k05242012.htm |
| 2012-05-18 | 8-K | 2012-05-18 | 7.01 Regulation FD Disclosure | 7.01 On May 21, 2012, management of Alpha Natural Resources, Inc. (“Alpha”) will participate in meetings with investors in the European investor community. | anr8k05182012.htm |
| 2012-05-18 | 8-K | 2012-05-14 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On May 14, 2012, Marfork Coal Company, Inc. (“Marfork”), a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act alleging that a contractor’s employee was observed walking under the unblocked bucket of an excavator at the Marfork Processing facility, located near Whitesville, West Virginia. | anr8k05182012.htm |
| 2012-05-17 | 8-K | 2012-05-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 At the Annual Meeting of Stockholders held on May 17, 2012 (the "Annual Meeting"), stockholders of Alpha Natural Resources, Inc. (the "Company") approved the 2012 Long-Term Incentive Plan (the "2012 LTIP"). 5.07 On May 17, 2012, Alpha held its Annual Meeting in Abingdon, Virginia. | anr8k05172012.htm |
| 2012-05-03 | 8-K | 2012-05-03 | 2.02 Results of Operations and Financial Condition | 2.02 On May 3, 2012, Alpha Natural Resources, Inc. issued a press release announcing earnings and other financial results for its fiscal quarter ended March 31, 2012 and that Management would review these results in an investment community conference call at 10:00 AM Eastern (7:00 AM Pacific) on Thursday, May 3, 2012. | anr8k05032012.htm |
| 2012-04-27 | 8-K | 2012-04-24 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On April 24, 2012, Sidney Coal Company, Inc. (“Sidney”), a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act due to damage to a ventilation control structure across one of the entries into the Taylor Fork Energy Mine (the “Mine”), located near Sidney, KY, and requiring withdrawal of the miners. | anr8k04272012.htm |
| 2012-04-11 | 8-K | 2012-04-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 Due to proposed management restructuring at Alpha Natural Resources, Inc. (the “Company”), Kurt D. Kost, President of the Company, on April 11, 2012 resigned from this position effective immediately due to proposed changes to his position and has agreed to continue as an employee of the Company until May 31, 2012. 7.01 A copy of the press release relating to Mr. Vining’s promotion to the position of the Company’s President, among other matters, is attached hereto as Exhibit 99.1. | anr8k04112012.htm |
| 2012-03-20 | 8-K | 2012-03-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 (b) On March 14, 2012, Michael J. Quillen, Chairman of the Board of Directors (the “Board”) of Alpha Natural Resources, Inc. (the “Company”), provided notice to the Company that he has chosen not to stand for re-election at the Company's annual meeting of stockholders to be held on May 17, 2012 (the “Annual Meeting”) and will retire as Chairman immediately following the Annual Meeting. 7.01 The Company issued a press release relating to Mr. Quillen’s determination not to stand for re-election to the Board, a copy of which is attached hereto as Exhibit 99.1. | anr8k03202012.htm |
| 2012-03-16 | 8-K/A | 2012-03-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously disclosed in the Current Report on Form 8-K filed on February 22, 2012 by Alpha Natural Resources, Inc. (the “Company”), the Company’s Board of Directors (the “Board”) elected Deborah M. Fretz to serve as a director on the Board on February 22, 2012. | anr8k03162012.htm |
| 2012-03-02 | 8-K | 2012-02-27 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On February 27, 2012, Cumberland Coal Resources, LP (“Cumberland”), a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act due to methane levels detected at the Cumberland Mine (the “Mine”), located near Waynesburg, PA, and requiring withdrawal of the miners, except those needed to conduct required examinations and maintain water pumps in the Mine. | anr8k03022012.htm |
| 2012-02-28 | 8-K | 2012-02-23 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On February 23, 2012, Brooks Run Mining Company, LLC (“Brooks Run”), a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act alleging that a miner at the Cucumber Mine (the “Mine”), located near War, West Virginia, was observed operating a mechanized scoop by walking along side of it and activating the controls by reaching into the operator’s compartment. | anr8k02282012.htm |
| 2012-02-27 | 8-K | 2012-02-27 | 7.01 Regulation FD Disclosure | 7.01 On February 27, 2012, management of Alpha Natural Resources, Inc. (“Alpha”) will participate in the J.P. Morgan Global High Yield and Leveraged Finance Conference. | anr8k02272012.htm |
| 2012-02-24 | 8-K | 2012-02-17 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On February 17, 2012, Cloverlick Coal Company LLC (“Cloverlick”), a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act alleging that the threat of falling rock and sliding earth from a hillside adjacent to a retaining wall construction site prevented safe access to the site, which is on the surface area of Cloverlick’s Mine No. 1 (the “Mine”), an underground mine located near Cumberland, Kentucky. | anr8k02242012.htm |
| 2012-02-24 | 8-K | 2012-02-24 | 2.02 Results of Operations and Financial Condition | 2.02 On February 24, 2012, Alpha Natural Resources, Inc. issued a press release announcing earnings and other financial results for its fiscal year ended December 31, 2011 and that Management would review these results in an investment community conference call at 10:00 AM Eastern (7:00 AM Pacific) on Friday, February 24, 2012. | anr8k02242012.htm |
| 2012-02-22 | 8-K | 2012-02-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 22, 2012, the Board of Directors (the “Board”) of Alpha Natural Resources, Inc. (the “Company”) appointed Deborah M. Fretz to the Company’s Board. | anr8k02222012.htm |
| 2012-02-08 | 8-K | 2012-02-02 | 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations | 1.04 On February 2, 2012, Marfork Coal Company, Inc. (“Marfork”), a subsidiary of Alpha Natural Resources, Inc., received an imminent danger order under section 107(a) of the Mine Act alleging that a miner had been observed entering an area of unsupported roof at the Slip Ridge Cedar Grove Mine (the “Mine”) located near Whitesville, West Virginia. | anr8k02082011.htm |
| 2012-02-03 | 8-K | 2012-02-03 | 8.01 Other Events | 8.01 On February 3, 2012, Alpha Natural Resources, Inc. issued a press release announcing plans to modify coal production at several of its mines. | anr8k02032012.htm |