alpha-En Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-07-01: Reporting owner KILMAN JAMES W.; Form 3; Security Common Stock Warrants; Transaction Holding.
- 2019-07-01: Reporting owner KILMAN JAMES W.; Form 3; Security Common Stock Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-07-01 holding as of filing | KILMAN JAMES W. Director | 3 | Common Stock Warrants Derivative · Indirect · By KielStrand Capital LLC | Holding | $3.79 exercise price | 2019-07-01 | ||
| 2019-07-01 holding as of filing | KILMAN JAMES W. Director | 3 | Common Stock Warrants Derivative · Indirect · By KielStrand Capital LLC | Holding | $1.16 exercise price | 2019-07-01 |