ALLETE, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-09: Reporting owner AMBERG DEBORAH A; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-03-09: Reporting owner AMBERG DEBORAH A; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-17: Reporting owner McMillan David J; Form 4; Security Employee Stock Option-Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-12: Reporting owner McMillan David J; Form 4; Security Employee Stock Option-Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-09 | AMBERG DEBORAH A Officer (SrVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,531 0 owned after | $48.65 exercise price | 2016-03-10 | |
| 2016-03-09 | AMBERG DEBORAH A Officer (SrVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,191 0 owned after | $39.10 exercise price | 2016-03-10 |