ALLERGAN PLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows, 45 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-05-08: Reporting owner DArecca James; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-05-08: Reporting owner DArecca James; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-05-08: Reporting owner Bailey A Robert D; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-05-08: Reporting owner Bailey A Robert D; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-05-08 | DArecca James Officer (SVP Chief Accounting Officer) | 4 | Restricted Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,324 0 owned after | $0.00 | 2020-05-11 | |
| 2020-05-08 | DArecca James Officer (SVP Chief Accounting Officer) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,534 0 owned after | no price filed | 2020-05-11 | |
| 2020-05-08 | Bailey A Robert D Officer (EVP Chief Legal Off & Corp Sec) | 4 | Restricted Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,800 0 owned after | $0.00 | 2020-05-11 | |
| 2020-05-08 | Bailey A Robert D Officer (EVP Chief Legal Off & Corp Sec) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,670 0 owned after | no price filed | 2020-05-11 | |
| 2020-05-08 | WALSH MATTHEW M Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,618 0 owned after | $0.00 | 2020-05-11 | |
| 2020-05-08 | WALSH MATTHEW M Officer (EVP, Chief Financial Officer) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,021 0 owned after | no price filed | 2020-05-11 | |
| 2020-05-08 | Swanton Wayne R Officer (EVP, Global Operations) | 4 | Restricted Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,050 0 owned after | $0.00 | 2020-05-11 | |
| 2020-05-08 | Swanton Wayne R Officer (EVP, Global Operations) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,129 0 owned after | no price filed | 2020-05-11 | |
| 2020-05-08 | Nicholson C. David Officer (EVP Chief R&D Officer) | 4 | Restricted Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,201 0 owned after | $0.00 | 2020-05-11 | |
| 2020-05-08 | Nicholson C. David Officer (EVP Chief R&D Officer) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,506 0 owned after | no price filed | 2020-05-11 | |
| 2020-05-08 | Meury William Officer (EVP & Chief Commercial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,201 0 owned after | $0.00 | 2020-05-11 | |
| 2020-05-08 | Meury William Officer (EVP & Chief Commercial Officer) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,506 0 owned after | no price filed | 2020-05-11 | |
| 2020-05-08 | SAUNDERS BRENT L Director, Officer (Chairman, President and CEO) | 4 | Restricted Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −79,805 0 owned after | $0.00 | 2020-05-11 | |
| 2020-05-08 | SAUNDERS BRENT L Director, Officer (Chairman, President and CEO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,936 0 owned after | $0.00 | 2020-05-11 | |
| 2018-02-20 | WALSH MATTHEW M Officer (EVP, Chief Financial Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,021 28,021 owned after | $0.00 | 2018-02-22 | |
| 2018-01-19 holding as of filing | Swanton Wayne R Officer (EVP, Global Operations) | 3 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2018-01-19 | ||
| 2017-10-27 | BISARO PAUL Director | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,727 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | Bailey A Robert D Officer (Chief Legal Officer & Corp Sec) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,988 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | Ling Karen Officer (Chief Human Resources Officer) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,545 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | SAUNDERS BRENT L Director, Officer (Chairman, President and CEO) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,599 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | Meury William Officer (Chief Commercial Officer) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,321 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | Nicholson C. David Officer (Chief R&D Officer) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,274 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | Stewart Robert A Officer (Chief Operating Officer) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,427 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | Hilado Maria Teresa Officer (Chief Financial Officer) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,120 0 owned after | no price filed | 2017-10-30 | |
| 2017-10-26 | DArecca James Officer (CHIEF ACCOUNTING OFFICER) | 4 | Performance Based Restricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −799 0 owned after | no price filed | 2017-10-30 | |
| 2017-05-16 holding as of filing | Princen Marc Officer (EVP and President Int'l Comml) | 3 | Performance-Based Restricted Share Unit Derivative · Direct | Holding | no price filed | 2017-05-16 | ||
| 2017-05-16 holding as of filing | Princen Marc Officer (EVP and President Int'l Comml) | 3 | Performance-Based Restricted Share Unit Derivative · Direct | Holding | no price filed | 2017-05-16 | ||
| 2017-05-04 | GALLAGHER MICHAEL R Director | 4 | Phantom Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,693 0 owned after | $245.25 exercise price | 2017-05-05 | |
| 2016-06-08 holding as of filing | SCHAISON PHILIPPE Officer (EVP, President Allergan Med) | 4 | Performance Based Restricted Stock Unit Derivative · Direct | Holding | 9,344 owned after | no price filed | 2016-06-08 | |
| 2016-06-08 holding as of filing | NAVARRE PAUL Officer (EVP, President Int'l Brands) | 4 | Performance Based Restricted Stock Unit Derivative · Direct | Holding | 9,344 owned after | no price filed | 2016-06-08 | |
| 2016-05-16 holding as of filing | Nicholson C. David Officer (Chief R&D Officer) | 3 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2016-05-16 | ||
| 2015-03-17 | SCHAISON PHILIPPE Officer (See Remarks) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,344 9,344 owned after | $0.00 | 2015-03-19 | |
| 2015-03-17 | NAVARRE PAUL Officer (See Remarks) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,344 9,344 owned after | $0.00 | 2015-03-19 | |
| 2015-03-17 | GALLAGHER MICHAEL R Director | 4 | Phantom Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,641 17,641 owned after | $0.00 | 2015-03-19 | |
| 2014-12-08 | Hilado Maria Teresa Officer (Chief Financial Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,182 16,182 owned after | $0.00 | 2014-12-10 | |
| 2014-07-01 | Bailey A Robert D Officer (Chief Legal Officer & Corp Sec) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,157 18,157 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | Ling Karen Officer (Chief Human Resources Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,149 17,149 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | Meury William Officer (See Remarks) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,184 21,184 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | SAUNDERS BRENT L Director, Officer (CEO and President) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114,997 114,997 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | DArecca James Officer (CHIEF ACCOUNTING OFFICER) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,816 1,816 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | BUCHEN DAVID A Officer (See Remarks) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,210 24,210 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | JOYCE R TODD Officer (Chief Financial Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,662 18,662 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | Stewart Robert A Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,245 28,245 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | BISARO PAUL Director, Officer (Exec Chairman) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,743 85,743 owned after | $0.00 | 2014-07-03 | |
| 2014-07-01 | Mayr Charles M Officer (Chief Communic Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,087 10,087 owned after | $0.00 | 2014-07-03 |