ALLEGHENY ENERGY, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-25: Reporting owner Gleason Eric S.; Form 4; Security Employee stock options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-02-25: Reporting owner Gleason Eric S.; Form 4; Security Employee stock options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-02-25: Reporting owner Oliver Kirk R; Form 4; Security Employee stock options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-02-25: Reporting owner Oliver Kirk R; Form 4; Security Employee stock options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-25 | Gleason Eric S. Officer (Vice President) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,498 0 owned after | $45.86 exercise price | 2011-03-01 | |
| 2011-02-25 | Gleason Eric S. Officer (Vice President) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,062 0 owned after | $23.64 exercise price | 2011-03-01 | |
| 2011-02-25 | Oliver Kirk R Officer (Senior Vice President & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,612 0 owned after | $23.64 exercise price | 2011-03-01 | |
| 2011-02-25 | Oliver Kirk R Officer (Senior Vice President & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,667 0 owned after | $27.30 exercise price | 2011-03-01 | |
| 2011-02-25 | Wahl William F Officer (VP, Controller & CAO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.35 exercise price | 2011-03-01 | |
| 2011-02-25 | Wahl William F Officer (VP, Controller & CAO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $55.20 exercise price | 2011-03-01 | |
| 2011-02-25 | Wahl William F Officer (VP, Controller & CAO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,473 0 owned after | $53.67 exercise price | 2011-03-01 | |
| 2011-02-25 | Wahl William F Officer (VP, Controller & CAO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,262 0 owned after | $23.64 exercise price | 2011-03-01 | |
| 2011-02-25 | Davis Curtis H Officer (COO, Generation) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,062 0 owned after | $23.64 exercise price | 2011-03-01 | |
| 2011-02-25 | Davis Curtis H Officer (COO, Generation) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,498 0 owned after | $50.67 exercise price | 2011-03-01 | |
| 2011-02-25 | Dickens Rodney L Officer (Vice President) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,953 0 owned after | $26.10 exercise price | 2011-03-01 | |
| 2011-02-25 | Dudzinski Edward Officer (Vice President) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $14.70 exercise price | 2011-03-01 | |
| 2011-02-25 | Dudzinski Edward Officer (Vice President) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,470 0 owned after | $53.67 exercise price | 2011-03-01 | |
| 2011-02-25 | Dudzinski Edward Officer (Vice President) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,318 0 owned after | $23.64 exercise price | 2011-03-01 | |
| 2011-02-25 | Feinberg David Matthew Officer (VP, Gen. Counsel & Secretary) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $14.70 exercise price | 2011-03-01 | |
| 2011-02-25 | Feinberg David Matthew Officer (VP, Gen. Counsel & Secretary) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $19.36 exercise price | 2011-03-01 | |
| 2011-02-25 | Feinberg David Matthew Officer (VP, Gen. Counsel & Secretary) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $42.00 exercise price | 2011-03-01 | |
| 2011-02-25 | Feinberg David Matthew Officer (VP, Gen. Counsel & Secretary) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,498 0 owned after | $53.67 exercise price | 2011-03-01 | |
| 2011-02-25 | Feinberg David Matthew Officer (VP, Gen. Counsel & Secretary) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,062 0 owned after | $23.64 exercise price | 2011-03-01 | |
| 2011-02-25 | EVANSON PAUL J Director, Officer (Chairman, President & CEO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $13.35 exercise price | 2011-03-01 | |
| 2011-02-25 | EVANSON PAUL J Director, Officer (Chairman, President & CEO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −266,498 0 owned after | $53.67 exercise price | 2011-03-01 | |
| 2011-02-25 | EVANSON PAUL J Director, Officer (Chairman, President & CEO) | 4 | Employee stock options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −582,525 0 owned after | $23.64 exercise price | 2011-03-01 | |
| 2009-06-08 | Dickens Rodney L Officer (Vice President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,953 17,953 owned after | $26.10 exercise price | 2009-06-10 | |
| 2009-05-14 | Dudzinski Edward Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $14.70 exercise price | 2009-05-18 | |
| 2009-02-27 | Wahl William F Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,262 12,262 owned after | $23.64 exercise price | 2009-03-03 | |
| 2009-02-27 | Oliver Kirk R Officer (Senior VP and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,612 54,612 owned after | $23.64 exercise price | 2009-03-03 | |
| 2009-02-27 | Gleason Eric S. Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,062 36,062 owned after | $23.64 exercise price | 2009-03-03 | |
| 2009-02-27 | Feinberg David Matthew Officer (VP, General Counsel & Secretar) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,062 36,062 owned after | $23.64 exercise price | 2009-03-03 | |
| 2009-02-27 | EVANSON PAUL J Director, Officer (Chairman, President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +582,525 582,525 owned after | $23.64 exercise price | 2009-03-03 | |
| 2009-02-27 | Dudzinski Edward Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,318 26,318 owned after | $23.64 exercise price | 2009-03-03 | |
| 2009-02-27 | Davis Curtis H Officer (COO, Generation) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,062 36,062 owned after | $23.64 exercise price | 2009-03-03 | |
| 2008-11-06 | Oliver Kirk R Officer (Senior VP and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,667 7,667 owned after | $27.30 exercise price | 2008-11-07 | |
| 2008-09-17 | GOULDING PHILIP L Officer (Senior V. P. and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 196,403 owned after | $13.35 exercise price | 2008-09-18 | |
| 2008-09-16 | GOULDING PHILIP L Officer (Senior V. P. and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 271,403 owned after | $13.35 exercise price | 2008-09-18 | |
| 2008-08-07 | Gleason Eric S. Officer (Vice President - Corporate Dev) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,498 16,498 owned after | $45.86 exercise price | 2008-08-11 | |
| 2008-08-07 | Gleason Eric S. Officer (Vice President - Corporate Dev) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 66,498 owned after | $45.86 exercise price | 2008-08-11 | |
| 2008-07-07 | EVANSON PAUL J Director, Officer (Chairman, President, and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 150,000 owned after | $13.35 exercise price | 2008-07-09 | |
| 2008-06-17 | GOULDING PHILIP L Officer (Senior VP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 346,403 owned after | $13.35 exercise price | 2008-06-18 | |
| 2008-06-16 | GOULDING PHILIP L Officer (Senior VP and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 396,403 owned after | $13.35 exercise price | 2008-06-18 | |
| 2008-06-05 | EVANSON PAUL J Director, Officer (Chairman, President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 300,000 owned after | $13.35 exercise price | 2008-06-09 | |
| 2008-05-05 | EVANSON PAUL J Director, Officer (Chairman, President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 350,000 owned after | $13.35 exercise price | 2008-05-07 | |
| 2008-04-07 | EVANSON PAUL J Director, Officer (Chairman, President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 500,000 owned after | $13.35 exercise price | 2008-04-09 | |
| 2008-03-17 | GOULDING PHILIP L Officer (Sr. VP & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 446,403 owned after | $13.35 exercise price | 2008-03-19 | |
| 2008-03-05 | EVANSON PAUL J Officer (Chairman, Pres. & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 750,000 owned after | $13.35 exercise price | 2008-03-07 | |
| 2008-03-01 | Davis Curtis H Officer (C.O.O., Generation) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,498 16,498 owned after | $50.67 exercise price | 2008-03-05 | |
| 2008-02-22 | Dudzinski Edward Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,470 10,470 owned after | $53.67 exercise price | 2008-02-26 | |
| 2008-02-22 | EVANSON PAUL J Officer (Chairman, Pres & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +266,498 266,498 owned after | $53.67 exercise price | 2008-02-26 | |
| 2008-02-22 | Flitman David E Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,467 15,467 owned after | $53.67 exercise price | 2008-02-26 | |
| 2008-02-22 | Wahl William F Officer (VP, Controller & CAO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,473 5,473 owned after | $53.67 exercise price | 2008-02-26 | |
| 2008-02-22 | GOULDING PHILIP L Officer (Sr. VP & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,985 24,985 owned after | $53.67 exercise price | 2008-02-26 | |
| 2008-02-05 | EVANSON PAUL J Director, Officer (Chairman, Pres. & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 900,000 owned after | $13.35 exercise price | 2008-02-07 | |
| 2008-01-07 | EVANSON PAUL J Director, Officer (Chairman, President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 1,050,000 owned after | $13.35 exercise price | 2008-01-09 | |
| 2007-12-17 | GOULDING PHILIP L Officer (Sr. Vice Pres. & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 546,403 owned after | $13.35 exercise price | 2007-12-19 | |
| 2007-12-14 | BAUM ELEANOR Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,500 owned after | $42.31 exercise price | 2007-12-18 | |
| 2007-12-14 | BAUM ELEANOR Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $33.56 exercise price | 2007-12-18 | |
| 2007-12-05 | EVANSON PAUL J Director, Officer (Chairman, Pres. & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 1,200,000 owned after | $13.35 exercise price | 2007-12-07 | |
| 2007-11-16 | GOULDING PHILIP L Officer (Sr. Vice President & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 646,403 owned after | $13.35 exercise price | 2007-11-20 | |
| 2007-11-15 | RICE STEVEN H Director | 4/A | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,500 owned after | $42.31 exercise price | 2007-11-21 | |
| 2007-11-15 | RICE STEVEN H Director | 4/A | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $33.56 exercise price | 2007-11-21 | |
| 2007-11-15 | BAUM ELEANOR Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 13,000 owned after | $42.31 exercise price | 2007-11-16 | |
| 2007-11-15 | BAUM ELEANOR Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 11,500 owned after | $33.56 exercise price | 2007-11-16 | |
| 2007-11-15 | RICE STEVEN H Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,500 owned after | $42.31 exercise price | 2007-11-16 | |
| 2007-11-15 | RICE STEVEN H Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $33.56 exercise price | 2007-11-16 | |
| 2007-11-05 | EVANSON PAUL J Director, Officer (Chairman, President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 1,350,000 owned after | $13.35 exercise price | 2007-11-07 | |
| 2007-11-01 | Dudzinski Edward Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 100,000 owned after | $14.70 exercise price | 2007-11-05 | |
| 2007-11-01 | Flitman David E Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $19.43 exercise price | 2007-11-05 | |
| 2007-10-31 | Kleisner Theodore J Director | 4/A | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $39.30 exercise price | 2007-11-21 | |
| 2007-10-31 | Kleisner Theodore J Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $39.30 exercise price | 2007-11-02 | |
| 2007-09-19 | RICE STEVEN H Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 13,000 owned after | $42.31 exercise price | 2007-09-21 | |
| 2007-09-19 | RICE STEVEN H Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 11,500 owned after | $33.56 exercise price | 2007-09-21 | |
| 2007-08-10 | RICHARDSON JOSEPH H Officer (Chief Oper. Officer-Generation) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 175,000 owned after | $13.35 exercise price | 2007-08-13 | |
| 2007-05-22 holding as of filing | Wahl William F Officer (VP, Controller and CAO) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $13.35 exercise price | 2007-05-22 | ||
| 2007-05-22 holding as of filing | Wahl William F Officer (VP, Controller and CAO) | 3 | Stock Options Derivative · Direct | Holding | $20.60 exercise price | 2007-05-22 | ||
| 2007-05-18 | Wahl William F Officer (VP, Controller and CAO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 14,000 owned after | $55.20 exercise price | 2007-05-22 | |
| 2006-10-27 holding as of filing | Feinberg David Matthew Officer (VP, Gen'l. Counsel and Sec'y.) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $14.70 exercise price | 2006-10-27 | ||
| 2006-10-27 holding as of filing | Feinberg David Matthew Officer (VP, Gen'l. Counsel and Sec'y.) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $19.36 exercise price | 2006-10-27 | ||
| 2006-10-27 holding as of filing | Feinberg David Matthew Officer (VP, Gen'l. Counsel and Sec'y.) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $42.00 exercise price | 2006-10-27 | ||
| 2006-07-17 holding as of filing | Flitman David E Officer (Vice President) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $19.43 exercise price | 2006-07-17 | ||
| 2006-07-13 | Flitman David E Officer (Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 66,000 owned after | $38.16 exercise price | 2006-07-17 |