Allakos Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-23: Reporting owner ROCHE FINANCE LTD | ROCHE HOLDING LTD; Form 4; Security Series A Preferrred Stock; Transaction C Conversion of derivative security.
- 2018-07-23: Reporting owner ROCHE FINANCE LTD | ROCHE HOLDING LTD; Form 4; Security Series B Preferrred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-23 | ROCHE FINANCE LTD | ROCHE HOLDING LTD 10% Owner | 10% Owner | 4 | Series A Preferrred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,108,091 0 owned after | $0.00 | 2018-07-23 | |
| 2018-07-23 | ROCHE FINANCE LTD | ROCHE HOLDING LTD 10% Owner | 10% Owner | 4 | Series B Preferrred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −502,632 0 owned after | $0.00 | 2018-07-23 |