ALEXCO RESOURCE CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-05-31: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Unit offering, each unit consisting of one common share and 1/2 of one common share purchase warrant; each whole warrant is exercisable at Cdn$1.75 for 24 months.; Date of first sale 2016-05-17; Total offering amount $4,835,475.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-05-31 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Unit offering, each unit consisting of one common share and 1/2 of one common share purchase warrant; each whole warrant is exercisable at Cdn$1.75 for 24 months. | 2016-05-17 | $4,835,475 | $2,796,429 | $2,039,046 | 108 |