ALERE INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-12-03: Form 8-K; Period of report 2015-11-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2015-11-06: Form 8-K/A; Period of report 2015-11-04; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2015-11-04: Form 8-K; Period of report 2015-11-04; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2015-10-06: Form 8-K; Period of report 2015-09-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-12-03 | 8-K | 2015-11-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 30, 2015, Alere Inc. (the “Company”) announced that Carla Flakne will retire from her position as Chief Accounting Officer of the Company effective as of March 31, 2016. | d101147d8k.htm |
| 2015-11-06 | 8-K/A | 2015-11-04 | 2.02 Results of Operations and Financial Condition | 2.02 On November 4, 2015, Alere Inc. (the “Company”) announced its financial results for the fiscal quarter ended September 30, 2015. | d32267d8ka.htm |
| 2015-11-04 | 8-K | 2015-11-04 | 2.02 Results of Operations and Financial Condition | 2.02 On November 4, 2015, Alere Inc. (the “Company”) announced its financial results for the fiscal quarter ended September 30, 2015. | d43117d8k.htm |
| 2015-10-06 | 8-K | 2015-09-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 30, 2015, David Teitel, the Company’s Senior Vice President of Finance and a named executive officer, resigned from his employment with Alere Inc. (the “Company”). | d33523d8k.htm |
| 2015-08-04 | 8-K | 2015-08-04 | 2.02 Results of Operations and Financial Condition | 2.02 On August 4, 2015, Alere Inc. (the “Company”) issued a press release entitled “Alere Reports Second Quarter 2015 Financial Results,” a copy of which is “furnished,” and not filed, with this Current Report on Form 8-K as Exhibit 99.1 and incorporated herein by reference. | d36696d8k.htm |
| 2015-07-23 | 8-K | 2015-07-22 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Alere Inc. (“Company”) held its 2015 Annual Meeting of Stockholders (“2015 Annual Meeting”) on July 22, 2015. | d145123d8k.htm |
| 2015-07-02 | 8-K | 2015-07-02 | 7.01 Regulation FD Disclosure | 7.01 Proposal 2 of the proxy statement (the “Proxy Statement”) dated June 12, 2015 relating to the Annual Meeting of Stockholders of Alere Inc. (the “Company”) seeks stockholder approval of amendments to the Alere Inc. 2010 Stock Option and Incentive Plan (the “Plan”) that would, among other changes, increase the number of shares of common stock available for issuance under the Plan by 7,000,000 shares. | d107519d8k.htm |
| 2015-07-01 | 8-K | 2015-06-30 | 7.01 Regulation FD Disclosure | 7.01 On or about June 30, 2015, the Compensation Committee of the Board of Directors of Alere Inc. (the “Company”) determined that it is no longer appropriate to include excise tax gross-up protections in change of control severance agreements provided to officers of the Company and that, as a practice, it does not intend to approve inclusion of such protections in future agreements with officers. | d37772d8k.htm |
| 2015-06-24 | 8-K | 2015-06-18 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.03 Material Modification to Rights of Security Holders; 8.01 Other Events | 3.03 On June 18, 2015, Alere Inc. (“Alere”) entered into a secured Credit Agreement with certain lenders, Goldman Sachs Bank USA as B term loan administrative agent, General Electric Capital Corporation as collateral agent and pro rata administrative agent, and certain other agents and arrangers (the “Credit Agreement”), and Alere and certain of its subsidiaries entered into a related Guaranty and Security Agreement with General Electric Capital Corporation as collateral agent (the “Guaranty and Security Agreement”). 8.01 On June 24, 2015, Alere issued a press release announcing the completion of the offering of the Notes. | d948919d8k.htm |
| 2015-06-16 | 8-K | 2015-06-10 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 2.03 This Current Report on Form 8-K contains forward-looking statements within the meaning of the federal securities laws, including statements regarding the expected timing of the completion of the offering described herein and the expected amount and use of the net proceeds. 8.01 On June 10, 2015, the Company issued a press release announcing the offering of the Notes through a private placement. | d942755d8k.htm |
| 2015-05-28 | 8-K | 2015-05-28 | 2.02 Results of Operations and Financial Condition | 2.02 On May 28, 2015, Alere Inc. (the “Company”) filed its Quarterly Report on Form 10-Q for the period ended March 31, 2015 (the “Form 10-Q”), an amendment to its Annual Report for the year ended December 31, 2014 on Form 10-K/A (the “Form 10-K/A”) and an amendment to its Quarterly Report for the three months ended September 30, 2014 on Form 10-Q/A (the “Form 10-Q/A”). | d933667d8k.htm |
| 2015-05-26 | 8-K | 2015-05-19 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On May 19, 2015, Alere Inc. (the “Company”) received a notice from the New York Stock Exchange (the “NYSE”) indicating that the Company is not in compliance with the NYSE’s continued listing requirements under the timely filing criteria established in Section 802.01E of the NYSE Listed Company Manual as a result of its failure to timely file its Quarterly Report on Form 10-Q for the three months ended March 31, 2015. | d932729d8k.htm |
| 2015-05-05 | 8-K | 2015-05-01 | 2.02 Results of Operations and Financial Condition; 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 2.02 On May 5, 2015, Alere Inc. (the “Company”) issued a press release entitled “Alere Reports Preliminary First Quarter 2015 Financial Results and Announces 2014 Restatement,” a copy of which is “furnished,” and not filed, with this Current Report on Form 8-K as Exhibit 99.1 and incorporated herein by reference. 4.02 (a) On May 1, 2015, the Audit Committee of the Board of Directors of the Company, after considering the recommendations of management, concluded that the Company’s financial statements and other financial data for 2014 and all interim periods therein (collectively, the “Non-Reliance Periods”), as reported in the Company’s Annual Report on Form 10-K filed on March 5, 2015 and Quarterly Reports on Form 10-Q filed on May 6, 2014, August 6, 2014 and November 7, 2014, should not be relied upon because of errors identified therein. | d920416d8k.htm |
| 2015-04-29 | 8-K | 2015-04-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 23, 2015, upon the recommendation of our Compensation Committee, our Board of Directors approved amendments to our 2010 Stock Option and Incentive Plan, or our 2010 Plan. | d916951d8k.htm |
| 2015-03-23 | 8-K | 2015-03-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 23, 2015, we issued a press release announcing that James F. Hinrichs will be appointed Executive Vice President and Chief Financial Officer effective April 6, 2015 with global responsibility for finance, procurement, information technology and shared services. | d897287d8k.htm |
| 2015-03-09 | 8-K | 2015-03-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 9, 2015, Alere Inc., or the Company, announced that David Teitel, the Company’s Chief Financial Officer, or CFO, will transition from the role of CFO when a suitable successor is hired. | d885838d8k.htm |
| 2015-03-03 | 8-K | 2015-02-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 25, 2015, the Compensation Committee (the “Committee”) of the Board of Directors of Alere Inc. (the “Company”) approved several elements of a new compensation philosophy intended to provide a framework for future compensation decisions. | d882579d8k.htm |
| 2015-03-03 | 8-K | 2015-03-03 | 7.01 Regulation FD Disclosure | 7.01 On March 3, 2015, Alere Inc. (the “Company”) filed a Form 12b-25 with the Securities and Exchange Commission (“SEC”) disclosing that it requires additional time to complete its Annual Report on Form 10-K for the year ended December 31, 2014 and that it intends to file the report with the SEC within the fifteen-day extension period. | d882433d8k.htm |
| 2015-02-10 | 8-K | 2015-02-10 | 2.02 Results of Operations and Financial Condition | 2.02 On February 10, 2015, Alere Inc. (the “Company”) issued a press release entitled “Alere Inc. Announces Fourth Quarter 2014 Results,” a copy of which is furnished with this Current Report on Form 8-K as Exhibit 99.1. | d869295d8k.htm |
| 2015-01-09 | 8-K | 2015-01-09 | 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 7.01 Regulation FD Disclosure | 2.04 On January 9, 2015, Alere Inc. (“Alere”), Alere Health, LLC, a wholly owned subsidiary of Alere (“Alere Health”), and OptumHealth Care Solutions, Inc. (“Optum”) completed the previously announced sale to Optum of Alere Health and its subsidiaries (the “Alere Health Sale”). 7.01 On January 9, 2015, Alere issued a press release announcing the completion of the Alere Health Sale. | d846985d8k.htm |