Akouos, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2022-12-01: Form 8-K; Period of report 2022-11-30; Description 1.02 Termination of a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events; Details 1.02.
- 2022-11-14: Form 8-K; Period of report 2022-11-14; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2022-10-18: Form 8-K; Period of report 2022-10-17; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
- 2022-08-15: Form 8-K; Period of report 2022-08-15; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2022-12-01 | 8-K | 2022-11-30 | 1.02 Termination of a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.02 On December 1, 2022, in connection with the consummation of the Merger, the Company terminated the Amended and Restated Investors’ Rights Agreement, dated as of February 27, 2020, by and among the Company and the investors listed on Schedule A thereto. 2.01 The information contained in the Introductory Note of this Current Report on Form 8-K is incorporated herein by reference. 3.01 On November 30, 2022, the Company (i) notified Nasdaq of the anticipated consummation of the Merger and (ii) requested that Nasdaq suspend trading of the Common Stock, effective as of 8:00 p.m., Eastern Time, on November 30, 2022, and, following the Effective Time, file with the SEC a Form 25, Notification of Removal from Listing and/or Registration, to delist all the Common Stock from Nasdaq and deregister the Common Stock under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). 3.03 The information set forth in the Introductory Note, Items 2.01, 3.01 and 5.03 of this Current Report on Form 8-K is incorporated herein by reference. 5.01 The information contained in the Introductory Note and Items 2.01, 5.02 and 5.03 of this Current Report on Form 8-K is incorporated herein by reference. 5.02 The information set forth in the Introductory Note of this Current Report on Form 8-K is incorporated herein by reference. 5.03 Pursuant to the terms of the Merger Agreement, the certificate of incorporation of the Company was amended and restated in its entirety, effective as of the Effective Time, and the bylaws of the Company were amended and restated in their entirety, effective as of immediately following the Effective Time. 8.01 On November 30, 2022, the Company and Parent issued a joint press release announcing the expiration of the Offer, a copy of which is attached as Exhibit 99.1 hereto and is incorporated herein by reference. | d431190d8k.htm |
| 2022-11-14 | 8-K | 2022-11-14 | 2.02 Results of Operations and Financial Condition | 2.02 On November 14, 2022, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended September 30, 2022. | akus-20221114x8k.htm |
| 2022-10-18 | 8-K | 2022-10-17 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On October 18, 2022, the Company and Parent issued a joint press release announcing the execution of the Merger Agreement. | tm2228372d1_8k.htm |
| 2022-08-15 | 8-K | 2022-08-15 | 2.02 Results of Operations and Financial Condition | 2.02 On August 15, 2022, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended June 30, 2022. | akus-20220815x8k.htm |
| 2022-07-26 | 8-K | 2022-07-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 21, 2022, Chris Smith notified Akouos, Inc. (the “Company”) that he has been appointed as Chief Executive Officer of NeoGenomics, Inc. effective August 15, 2022, and as a result of his new appointment, concurrently notified the Company of his resignation as a member of the Board of Directors of the Company, effective August 15, 2022. | tm2221841d1_8k.htm |
| 2022-06-27 | 8-K | 2022-06-23 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Akouos, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on June 23, 2022. | tm2219359d7_8k.htm |
| 2022-05-12 | 8-K | 2022-05-12 | 2.02 Results of Operations and Financial Condition | 2.02 On May 12, 2022, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended March 31, 2022. | akus-20220512x8k.htm |
| 2022-03-29 | 8-K | 2022-03-29 | 2.02 Results of Operations and Financial Condition | 2.02 On March 29, 2022, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter and year ended December 31, 2021. | akus-20220329x8k.htm |
| 2021-11-12 | 8-K | 2021-11-12 | 2.02 Results of Operations and Financial Condition | 2.02 On November 12, 2021, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended September 30, 2021. | akus-20211112x8k.htm |
| 2021-08-12 | 8-K | 2021-08-12 | 2.02 Results of Operations and Financial Condition | 2.02 On August 12, 2021, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended June 30, 2021. | akus-20210812x8k.htm |
| 2021-06-25 | 8-K | 2021-06-24 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Akouos, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on June 24, 2021. | tm2120722d1_8k.htm |
| 2021-05-13 | 8-K | 2021-05-13 | 2.02 Results of Operations and Financial Condition | 2.02 On May 13, 2021, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended March 31, 2021. | akus-20210513x8k.htm |
| 2021-03-29 | 8-K | 2021-03-29 | 2.02 Results of Operations and Financial Condition | 2.02 On March 29, 2021, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter and year ended December 31, 2020. | tmb-20210329x8k.htm |
| 2021-02-04 | 8-K | 2021-01-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | tm214965d1_8k.htm |
| 2020-12-01 | 8-K | 2020-12-01 | 7.01 Regulation FD Disclosure | 7.01 Akouos, Inc. (the “Company”) prepared the corporate presentation attached as Exhibit 99.1 to this Current Report on Form 8-K (the “Corporate Presentation”). | tmb-20201201x8k.htm |
| 2020-11-12 | 8-K | 2020-11-12 | 2.02 Results of Operations and Financial Condition | 2.02 On November 12, 2020, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended September 30, 2020. | tmb-20201112x8k.htm |
| 2020-10-01 | 8-K | 2020-10-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective October 1, 2020, the board of directors (the “Board”) of Akouos, Inc. (the “Company”) appointed Sachiyo Minegishi as the Company’s Chief Financial Officer, Treasurer and Assistant Secretary. | tmb-20201001x8k.htm |
| 2020-08-13 | 8-K | 2020-08-13 | 2.02 Results of Operations and Financial Condition | 2.02 On August 13, 2020, Akouos, Inc. (the “Company”) issued a press release announcing the Company’s financial results for the quarter ended June 30, 2020. | tmb-20200813x8k.htm |
| 2020-06-30 | 8-K | 2020-06-30 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On June 30, 2020, Akouos, Inc. (the “Company”) filed a restated certificate of incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware in connection with the closing of the Company’s initial public offering of common stock (the “IPO”). | tm2023691d1_8k.htm |