Akouos, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 110 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-30: Reporting owner 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M; Form 4; Security Series Seed Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-30: Reporting owner 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-30: Reporting owner 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-30: Reporting owner 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-30 | 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · footnote | C Conversion of derivative security | −10,826,417 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · footnote | C Conversion of derivative security | −42,102,730 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · footnote | C Conversion of derivative security | −21,072,595 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | 5AM Opportunities I (GP), LLC | Schwab Andrew J. | 5AM Ventures V, L.P. | 5AM Opportunities I, L.P. | 5AM Partners V, LLC | ROCKLAGE SCOTT M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · footnote | C Conversion of derivative security | −16,858,076 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | EcoR1 Capital, LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Notes 2 and 3 | C Conversion of derivative security | −16,858,076 0 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | RA CAPITAL MANAGEMENT, L.P. | RA Capital Nexus Fund, L.P. | Shah Rajeev M. | RA Capital Healthcare Fund LP | Kolchinsky Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −18,044,028 0 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | RA CAPITAL MANAGEMENT, L.P. | RA Capital Nexus Fund, L.P. | Shah Rajeev M. | RA Capital Healthcare Fund LP | Kolchinsky Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −12,643,557 0 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | PARMAR KUSH Director, 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −10,826,417 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | PARMAR KUSH Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −42,102,730 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | PARMAR KUSH Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −21,072,595 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | PARMAR KUSH Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −16,858,076 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Partners Innovation Fund, LLC 10% Owner | 4 | Series Seed Preferred Stock Derivative · Direct | C Conversion of derivative security | −102,751 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Partners Innovation Fund, LLC 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −342,505 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Partners Innovation Fund, LLC 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −119,997 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Partners Innovation Fund II, L.P. 10% Owner | 4 | Series Seed Preferred Stock Derivative · Direct | C Conversion of derivative security | −68,501 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Partners Innovation Fund II, L.P. 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −228,336 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Partners Innovation Fund II, L.P. 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −79,998 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Preston Heather Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,499,971 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | NOVARTIS AG | Novartis Bioventures Ltd Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −856,262 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | NOVARTIS AG | Novartis Bioventures Ltd Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −199,996 0 owned after | $0.00 | 2020-07-02 | |
| 2020-06-30 | Chen Bihua | Cormorant Private Healthcare Fund II, LP | Cormorant Asset Management, LP | Cormorant Global Healthcare Master Fund, LP Director, 10% Owner | 10% Owner | Other (Former 10% Owner) | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +499,989 0 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | Sofinnova Management X, L.L.C. | Katabi Maha | Sofinnova Venture Partners X, L.P. | POWELL MICHAEL | HEALY JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −18,044,028 0 owned after | no price filed | 2020-07-01 | |
| 2020-06-30 | Sofinnova Management X, L.L.C. | Katabi Maha | Sofinnova Venture Partners X, L.P. | POWELL MICHAEL | HEALY JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −12,643,557 0 owned after | no price filed | 2020-07-01 | |
| 2020-06-30 | Marshfield Advisers LLC 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | +149,997 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Sonsini Peter W. 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Sonsini Peter W. 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Sonsini Peter W. 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Behbahani Ali 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Behbahani Ali 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Behbahani Ali 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | New Enterprise Associates 16, L.P. | NEA 16 GP, LLC | NEA Partners 16, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series Seed Preferred Stock Derivative · Direct | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | New Enterprise Associates 16, L.P. | NEA 16 GP, LLC | NEA Partners 16, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | New Enterprise Associates 16, L.P. | NEA 16 GP, LLC | NEA Partners 16, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Walker Paul Edward 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Walker Paul Edward 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Walker Paul Edward 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | SANDELL SCOTT D 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | SANDELL SCOTT D 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | SANDELL SCOTT D 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | MAKOWER JOSHUA 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | MAKOWER JOSHUA 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | MAKOWER JOSHUA 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Makhzoumi Mohamad 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Makhzoumi Mohamad 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Makhzoumi Mohamad 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Florence Anthony A. Jr. 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Florence Anthony A. Jr. 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Florence Anthony A. Jr. 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Chang Carmen 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Chang Carmen 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Chang Carmen 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | BASKETT FOREST 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −513,758 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | BASKETT FOREST 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,992,238 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | BASKETT FOREST 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,199,976 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Pivotal bioVenture Partners Fund I, L.P. | Pivotal bioVenture Partners Fund I G.P., L.P. 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,499,971 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 holding as of filing | Simons Emmanuel Director, Officer (President & CEO), 10% Owner | 3/A | Series Seed-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-30 | ||
| 2020-06-30 | Simons Emmanuel Director, Officer (President and CEO), 10% Owner | 4 | Series Seed-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −35,312 0 owned after | $0.00 | 2020-06-30 | |
| 2020-06-25 holding as of filing | Sofinnova Venture Partners X, L.P. | POWELL MICHAEL | HEALY JAMES | Sofinnova Management X, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Sofinnova Venture Partners X, L.P. | POWELL MICHAEL | HEALY JAMES | Sofinnova Management X, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | RA Capital Healthcare Fund LP | Shah Rajeev M. | RA Capital Nexus Fund, L.P. | Kolchinsky Peter | RA CAPITAL MANAGEMENT, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | RA Capital Healthcare Fund LP | Shah Rajeev M. | RA Capital Nexus Fund, L.P. | Kolchinsky Peter | RA CAPITAL MANAGEMENT, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | 5AM Partners V, LLC | 5AM Opportunities I, L.P. | Schwab Andrew J. | 5AM Opportunities I (GP), LLC | 5AM Ventures V, L.P. | ROCKLAGE SCOTT M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · footnote | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | 5AM Partners V, LLC | 5AM Opportunities I, L.P. | Schwab Andrew J. | 5AM Opportunities I (GP), LLC | 5AM Ventures V, L.P. | ROCKLAGE SCOTT M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · footnote | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | 5AM Partners V, LLC | 5AM Opportunities I, L.P. | Schwab Andrew J. | 5AM Opportunities I (GP), LLC | 5AM Ventures V, L.P. | ROCKLAGE SCOTT M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · footnote | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Sonsini Peter W. 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Sonsini Peter W. 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Sonsini Peter W. 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Walker Paul Edward 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Walker Paul Edward 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Walker Paul Edward 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Cormorant Global Healthcare Master Fund, LP | Chen Bihua | Cormorant Private Healthcare Fund II, LP | Cormorant Asset Management, LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Pivotal bioVenture Partners Fund I, L.P. | Pivotal bioVenture Partners Fund I G.P., L.P. 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | MAKOWER JOSHUA 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | MAKOWER JOSHUA 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | MAKOWER JOSHUA 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Makhzoumi Mohamad 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Makhzoumi Mohamad 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Makhzoumi Mohamad 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Florence Anthony A. Jr. 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Florence Anthony A. Jr. 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Florence Anthony A. Jr. 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Chang Carmen 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Chang Carmen 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Chang Carmen 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Partners Innovation Fund, LLC 10% Owner | 3 | Series Seed Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Partners Innovation Fund, LLC 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Partners Innovation Fund, LLC 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Behbahani Ali 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Behbahani Ali 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Behbahani Ali 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Partners Innovation Fund II, L.P. 10% Owner | 3 | Series Seed Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Partners Innovation Fund II, L.P. 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | Partners Innovation Fund II, L.P. 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2020-06-25 | ||
| 2020-06-25 holding as of filing | NOVARTIS AG | Novartis Bioventures Ltd 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-06-25 |