Akero Therapeutics, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-24: Reporting owner Bitterman Kevin; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2019-06-24: Reporting owner Bitterman Kevin; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2019-06-24: Reporting owner Atlas Venture Associates Opportunity I, LLC | Atlas Venture Fund XI, L.P. | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates XI, L.P. | Atlas Venture Associates XI, LLC | Atlas Venture Associates Opportunity I, L.P.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2019-06-24: Reporting owner Atlas Venture Associates Opportunity I, LLC | Atlas Venture Fund XI, L.P. | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates XI, L.P. | Atlas Venture Associates XI, LLC | Atlas Venture Associates Opportunity I, L.P.; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-24 | Bitterman Kevin Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −10,666,667 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Bitterman Kevin Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −722,737 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Atlas Venture Associates Opportunity I, LLC | Atlas Venture Fund XI, L.P. | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates XI, L.P. | Atlas Venture Associates XI, LLC | Atlas Venture Associates Opportunity I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −10,666,667 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Atlas Venture Associates Opportunity I, LLC | Atlas Venture Fund XI, L.P. | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates XI, L.P. | Atlas Venture Associates XI, LLC | Atlas Venture Associates Opportunity I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −722,737 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Royston Aaron Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −10,666,667 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Royston Aaron Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −722,737 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Versant Venture Capital VI, L.P. 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,666,667 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Versant Venture Capital VI, L.P. 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −722,737 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Harrison Seth Loring Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −13,000,000 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Harrison Seth Loring Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −880,568 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | ATP III GP, Ltd. | Apple Tree Partners IV, L.P. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −13,000,000 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | ATP III GP, Ltd. | Apple Tree Partners IV, L.P. 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −880,568 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | venBio Global Strategic GP II, Ltd. | venBio Global Strategic Fund II L.P. | GOODMAN COREY S | venBio Global Strategic GP II, L.P. | Adelman Robert J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,666,667 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | venBio Global Strategic GP II, Ltd. | venBio Global Strategic Fund II L.P. | GOODMAN COREY S | venBio Global Strategic GP II, L.P. | Adelman Robert J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −722,737 0 owned after | $0.00 | 2019-06-25 | |
| 2019-06-24 | Green Jeremy | Redmile Group, LLC 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,286,585 0 owned after | $0.00 | 2019-06-24 | |
| 2019-06-19 holding as of filing | Green Jeremy | Redmile Group, LLC 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | GOODMAN COREY S | venBio Global Strategic Fund II L.P. | venBio Global Strategic GP II, L.P. | venBio Global Strategic GP II, Ltd. | Adelman Robert J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | GOODMAN COREY S | venBio Global Strategic Fund II L.P. | venBio Global Strategic GP II, L.P. | venBio Global Strategic GP II, Ltd. | Adelman Robert J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Atlas Venture Associates XI, LLC | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Fund XI, L.P. | Atlas Venture Associates Opportunity I, LLC | Atlas Venture Associates XI, L.P. | Atlas Venture Associates Opportunity I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Atlas Venture Associates XI, LLC | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Fund XI, L.P. | Atlas Venture Associates Opportunity I, LLC | Atlas Venture Associates XI, L.P. | Atlas Venture Associates Opportunity I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Bitterman Kevin Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Bitterman Kevin Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Versant Venture Capital VI, L.P. 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Versant Venture Capital VI, L.P. 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Harrison Seth Loring Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Harrison Seth Loring Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | ATP III GP, Ltd. | Harrison Seth Loring | Apple Tree Partners IV, L.P. 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | ATP III GP, Ltd. | Harrison Seth Loring | Apple Tree Partners IV, L.P. 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Royston Aaron Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-19 | ||
| 2019-06-19 holding as of filing | Royston Aaron Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-19 |