Arteris, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-09-01: Reporting owner Alpern Paul L; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2026-08-28: Reporting owner Cantwell Wayne C; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2026-08-13: Reporting owner Hawkins Nicholas B.; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2026-08-03: Reporting owner Alpern Paul L; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
AIP insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-09-01 | Alpern Paul L Officer (VP and General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 49,000 owned after | $0.56 exercise price | $20.74 | 2026-09-03 |
| 2026-08-28 | Cantwell Wayne C Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 70,000 owned after | $0.60 exercise price | $22.01 | 2026-09-01 |
| 2026-08-13 | Hawkins Nicholas B. Officer (VP and Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 31,250 owned after | $9.28 exercise price | $27.59 | 2026-08-14 |
| 2026-08-03 | Alpern Paul L Officer (VP and General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 53,000 owned after | $0.56 exercise price | $30.11 | 2026-08-05 |
| 2026-07-01 | Alpern Paul L Officer (VP and General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 57,000 owned after | $0.56 exercise price | $43.81 | 2026-07-02 |
| 2026-07-01 | Alpern Paul L Officer (VP and General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 25,000 owned after | $9.28 exercise price | $43.81 | 2026-07-02 |
| 2026-06-01 | Alpern Paul L Officer (VP and General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 61,000 owned after | $0.56 exercise price | $36.01 | 2026-06-03 |
| 2026-06-01 | Alpern Paul L Officer (VP and General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 27,500 owned after | $9.28 exercise price | $36.01 | 2026-06-03 |
| 2026-05-15 | Hawkins Nicholas B. Officer (VP and Chief Financial Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −197,396 0 owned after | $0.56 exercise price | $33.71 | 2026-05-15 |
| 2026-05-15 | Hawkins Nicholas B. Officer (VP and Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 0 owned after | $9.28 exercise price | $33.71 | 2026-05-15 |
| 2025-02-21 | Moll Laurent R Officer (Chief Operating Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.28 exercise price | $9.28 | 2025-02-25 |
| 2025-02-21 | Alpern Paul L Officer (VP and General Counsel) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.28 exercise price | $9.28 | 2025-02-25 |
| 2025-02-21 | Hawkins Nicholas B. Officer (VP and Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.28 exercise price | $9.28 | 2025-02-25 |
| 2025-02-21 | JANAC K CHARLES Director, Officer (President and CEO), 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $9.28 exercise price | $9.28 | 2025-02-25 |
| 2023-06-13 holding as of filing | Alpern Paul L Officer (VP and General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $0.56 exercise price | 2023-06-13 | |
| 2023-06-09 | Alpern Paul L Officer (VP and General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 20,000 owned after | $0.60 exercise price | $7.42 | 2023-06-13 |
| 2022-12-08 | Hawkins Nicholas B. Officer (VP and Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 197,396 owned after | $0.56 exercise price | $4.06 | 2022-12-09 |
| 2021-11-12 | RAZA SAIYED ATIQ Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 37,500 owned after | $0.60 exercise price | $22.17 | 2022-11-23 |
| 2021-10-26 holding as of filing | Alpern Paul L Officer (VP and General Counsel) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.56 exercise price | 2021-10-26 | ||
| 2021-10-26 holding as of filing | Alpern Paul L Officer (VP and General Counsel) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.60 exercise price | 2021-10-26 | ||
| 2021-10-26 holding as of filing | Hawkins Nicholas B. Officer (VP and Chief Financial Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.56 exercise price | 2021-10-26 | ||
| 2021-10-26 holding as of filing | Geday Isabelle F Director, Officer (VP and GM, IP Employment Div.) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $2.74 exercise price | 2021-10-26 | ||
| 2021-10-26 holding as of filing | Viana Antonio J Director | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.60 exercise price | 2021-10-26 | ||
| 2021-10-26 holding as of filing | RAZA SAIYED ATIQ Director | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.60 exercise price | 2021-10-26 | ||
| 2021-10-26 holding as of filing | Cantwell Wayne C Director | 3 | Stock Options (Right to Buy) Derivative · Direct · (m) | Holding | $0.60 exercise price | 2021-10-26 |
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